Home Financial Center Hong Kong SFC Bans Ex-JP Morgan Staff

SFC Bans Ex-JP Morgan Staff

31
0
News in Brief - Caproasia Online


Join more than 4,000 ++ leading financial professionals in Asia. Sign up here. Are you a Private Banker? Sign up here.

For financial professionals managing assets or advising client , sign up here. Gain advantage today as a Caproasia user. For existing Caproasia user, contact your regional representative.


SFC Bans Ex-JP Morgan Staff

The Securities and Futures Commission (SFC) in Hong Kong has banned Fok Chi Kin, ex-Vice President of JP Morgan Funds (Asia) from entering the industry for eight months from 20th June 2017 to 19th February 2018.

“banned Fok Chi Kin, ex-Vice President of JP Morgan Funds (Asia) from entering the industry for eight months.”

An internal investigation by JP Morgan Funds (Asia) revealed Fok transferring proprietary information and client data without permission on several occasions prior to and immediately after his departure.

News Source: SFC Press Release

 

About JP Morgan

JP Morgan Bank
JP Morgan Bank

JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. It is built on the foundation of more than 1200 predecessor institutions. J.P. Morgan clients include the world’s most prominent corporations, governments, wealthy individuals and institutional investors. While, the U.S. consumer and commercial banking businesses serve customers under the Chase brand.

  • Origin : NYC, New York, USA
  • Assets : USD 2.4 trillion
  • Revenue : USD 93.54 billion
  • Employees : 235,000

Official Website: www.jpmorganchase.com





News & Media: Press Release

Updated on 8th August 2016





Join more than 4,000 ++ leading financial professionals in Asia. Sign up here. Are you a Private Banker? Sign up here.

For financial professionals managing assets or advising client , sign up here. Gain advantage today as a Caproasia user. For existing Caproasia user, contact your regional representative.