Tag: Swaps
Hong Kong SFC & HKMA Sale of Non-Exchange Traded Investment Products...
Hong Kong SFC & HKMA Sale of Non-Exchange Traded Investment Products Survey 2022: Top 5 Investment Products are Structured Products $245 Billion, Collective Investment...
United States CFTC Fines Goldman Sachs, JP Morgan & Bank of...
United States CFTC Fines Goldman Sachs, JP Morgan & Bank of America $50 Million for Failure in Swap Data Reporting & Pre-Trade Mid-Market Marks
30th...
Which Financial Products Are Portable?
Which Financial Products Are Portable?
As a Financial Advisor or Wealth Manager, one of your most important task is to look after your clients' assets.
This means you will...
3 Risks Most Struggle to Manage in a Portfolio
3 Risks Most Struggle to Manage in a Portfolio
Equities or Bonds? Unit Trust or Exchange Traded Funds? Structured Products or Endowment? China or India? Global,...
What are Hedge Funds?
What are Hedge Funds?
Hedge Funds are pooled investments that invest using less conventional investment strategies and are associated with trading, leverage and complex risk management...
7 Popular Revenue Models
7 Popular Revenue Models
How Do You Charge Your Fees? Do you charge by per transaction or by annual management fee? Which is better? Which is more...
15 Popular Sectors for Wealth and Investment Professionals
15 Popular Sectors for Wealth and Investment Professionals
12 Top Career Options for Private Bankers
5 Dream Jobs of New Graduates in the Financial Industry
...
When Should You Join Independent Financial Advisory?
When Should You Join Independent Financial Advisory?
For experienced Financial Advisors, Personal Bankers, Priority Bankers, Private Bankers, getting into an Independent Financial Advisory (IFA) firm...
What Private Bankers Have to Deal With?
What Private Bankers Have to Deal With?
Are you a Private Banker or aspiring to be one? Do Private Bankers spend their time talking to Jack...
Do You Need to Assess the Risks of Financial Product Failures?
Do You Need to Assess the Risks of Financial Product Failures?
As an advisor or Wealth Specialist, do you need to assess the risks of...
