Applicant Fined $1500 for Providing False Information in License Application to HK SFC
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
An applicant who had provided false information to Hong Kong Securities and Futures...
Hong Kong SFC Sets Enforcement Priorities for 2018
Hong Kong SFC Sets Enforcement Priorities for 2018
The Securities and Futures Commission (SFC) have set out its enforcement priorities for 2018. At the top...
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report
Hong Kong SFC Releases Key Statistics in 2017-2018 Annual Report
Hong Kong's Securities and Futures Commission (SFC) has released its 2017-18 Annual Report. The financial...
PIMCO Names New Head of Asia ex-Japan
PIMCO Names New Head of Asia ex-Japan
PIMCO has named Michael Thompson, Executive Vice President as Head of Asia ex-Japan. He currently heads the Singapore’s...
