Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
SFC Bans Former BNP Paribas Trader for 18 months
SFC Bans Former BNP Paribas Trader for 18 months
The Securities and Futures Commission (SFC) has banned former trader of BNP Paribas Hong Kong, Ms...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration in 2019
Singapore Exchange (SGX) has been granted a licence extension...
MAS Issued Prohibition Orders to Representative for 7 Years for Unauthorised Trades and Misappropriation
MAS Issued Prohibition Orders to Representative for 7 Years for Unauthorised Trades and Misappropriation
Monetary Authority of Singapore (MAS) has issued two prohibition orders against...
EFG Appoints Christian Flemming as COO and Mark Bagnall as CTO
EFG Appoints Christian Flemming as COO and Mark Bagnall as CTO
EFG has appointed Christian Flemming as Chief Operating Officer with effect from 15th January...
Global Wealth Manager & Brokerage – Charles Schwab Launches Singapore Office
Global Wealth Manager & Brokerage - Charles Schwab Launches Singapore Office
Charles Schwab has launched the Singapore office to provide Singapore and Asian investors access to...
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative...
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative with Interim Court Injunction
A subsidiary of the National Stock Exchange...
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
Monetary Authority of Singapore and Commercial Affairs Department (CAD) of Singapore Police Force...
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide Fate of Indian Derivative Products
Singapore Exchange (SGX) has been notified...
