Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches

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Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...

Mirae Asset to Buy 100% Stake in ETF Specialist Global X

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Mirae Asset to Buy 100% Stake in ETF Specialist Global X Mirae Asset Global Investments has announced to buy Global X Management Company (Global X),...

S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore

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S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore Monetary Authority of Singapore and Commercial Affairs Department (CAD) of Singapore Police Force...

Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from...

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Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from Clients Hong Kong's Securities and Futures Commission (SFC) has issued a...

Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide...

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Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide Fate of Indian Derivative Products Singapore Exchange (SGX) has been notified...

MAS Issues 5 Year Prohibition Orders against Ex-DBS Vickers Remisier

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MAS Issues 5 Year Prohibition Orders against Ex-DBS Vickers Remisier Monetary Authority of Singapore (MAS) has issued a 5 year prohibition orders against Mr Tey...

Former Executive of Fulbright Securities Fined $542K and Banned for Life by SFC

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Former Executive of Fulbright Securities Fined $542K and Banned for Life by SFC The Securities and Futures Commission (SFC) has banned Danny Fung Kwong Shing,...

MAS Obtains Higher Civil Penalties Against Individuals for Unauthorised Share Trading

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MAS Obtains Higher Civil Penalties Against Individuals for Unauthorised Share Trading The Monetary Authority of Singapore (MAS) has successfully obtained higher civil penalties against Mr...

Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative...

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Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative with Interim Court Injunction A subsidiary of the National Stock Exchange...

MAS Issued Prohibition Orders to Representative for 7 Years for Unauthorised Trades and Misappropriation

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MAS Issued Prohibition Orders to Representative for 7 Years for Unauthorised Trades and Misappropriation Monetary Authority of Singapore (MAS) has issued two prohibition orders against...