Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML &...
Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML & CFT Requirements
Monetary Authority of Singapore (MAS) has imposed penalties of...
Crossinvest Named as Best Discretionary & Advisory firm in Asia
Crossinvest Named as Best Discretionary & Advisory firm in Asia
Independent asset manager, Crossinvest Asia was named the "Best Discretionary & Advisory Offering 2017" at...
Global Wealth Manager & Brokerage – Charles Schwab Launches Singapore Office
Global Wealth Manager & Brokerage - Charles Schwab Launches Singapore Office
Charles Schwab has launched the Singapore office to provide Singapore and Asian investors access to...
Hong Kong SFC Fines Former Account Executive of Equity Broker KGI $10,000 for Failure...
Hong Kong SFC Fines Former Account Executive of Equity Broker KGI $10,000 for Failure to Keep Record of Order Instructions
Hong Kong's Securities and Futures...
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...
SFC Bans Former BNP Paribas Trader for 18 months
SFC Bans Former BNP Paribas Trader for 18 months
The Securities and Futures Commission (SFC) has banned former trader of BNP Paribas Hong Kong, Ms...
ZEDRA Hires Eileen Yee as Executive Director
ZEDRA Hires Eileen Yee as Executive Director
ZEDRA has hired Eileen Yee as Executive Director, where she will focus on growing the trust business in Asia-Pacific.
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SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
The Securities and Futures Commission (SFC) has reprimanded and fined FXCM...
Old Mutual International Files Claims Against Leonteq for Structured Product Transactions
Old Mutual International Files Claims Against Leonteq for Structured Product Transactions
Leonteq has received an informal notice from Old Mutual International for a claim against...
Manulife Hires Dr. Khoo Kah Siang as CEO Singapore from Great Eastern
Manulife Hires Dr. Khoo Kah Siang as CEO Singapore from Great Eastern
Manulife has hired Dr. Khoo Kah Siang as Chief Executive Officer of Manulife Singapore...
