SFC Fines Value Partners $4 Million
SFC Fines Value Partners $4 Million
SFC has fined Value Partners Limited and Value Partners Hong Kong Limited $2 million respectively for failures to comply...
DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia
DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia
DBS Bank has successfully completed the acquisition of ANZ’s wealth management and retail banking...
Hong Kong SFC to Amend Professional Investor Rules in July 2018
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
SFC Reprimands and Fines Standard Chartered Securities Hong Kong $2.6 Million
SFC Reprimands and Fines Standard Chartered Securities Hong Kong $2.6 Million
The Securities and Futures Commission (SFC) has reprimanded and fined Standard Chartered Securities (Hong...
HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million
HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million
Hong Kong’s Securities and Futures Commission (SFC) have reprimanded and fined...
Indonesia to Get Access to Taxpayers Financial Data in Hong Kong
Indonesia to Get Access to Taxpayers Financial Data in Hong Kong
Indonesia and Hong Kong have agreed on an exchange of information that will provide...