Monetary Authority of Singapore Proposed Guidelines to Hold Individual Accountability of Senior Managers
Monetary Authority of Singapore Proposed Guidelines to Hold Individual Accountability of Senior Managers
Monetary Authority of Singapore has proposed guidelines to strengthen individual accountability of...
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
An applicant who had provided false information to Hong Kong Securities and Futures...
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...
Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration in 2019
Singapore Exchange (SGX) has been granted a licence extension...
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
The Securities and Futures Commission (SFC) has reprimanded and fined FXCM...
Ex-Currency Traders in Singapore Admit to Cheating
Ex-Currency Traders in Singapore Admit to Cheating
Two ex-currency traders from Deutsche Bank AG and HSBC Holdings Plc has admitted to cheating the banks by...
Commonwealth Bank of Australia to IPO Colonial First State Global Asset Management in 2018
Commonwealth Bank of Australia to IPO Colonial First State Global Asset Management in 2018
Commonwealth Bank of Australia (CBA) will publicly list their investment management...
Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives
Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives
Hong Kong's Securities and Futures Commission (SFC) has launched a 2-month consultation...
Former Executive of Fulbright Securities Fined $542K and Banned for Life by SFC
Former Executive of Fulbright Securities Fined $542K and Banned for Life by SFC
The Securities and Futures Commission (SFC) has banned Danny Fung Kwong Shing,...
