Tag: SFC
Hong Kong Private Banking and Private Wealth Management – by Client Type
Hong Kong Private Banking and Private Wealth Management – by Client Type
Hong Kong Private Banking and Private Wealth Management – by Client Type:
Corporations /...
Hong Kong Private Banking & Private Wealth Management – by Investor Base
Hong Kong Private Banking & Private Wealth Management – by Investor Base
Hong Kong Private Banking & Private Wealth Management – by Investor Base:
Hong Kong: 48%
Mainland China:...
Hong Kong SFC Asset & Wealth Management Report 2021: $4.55 trillion...
Hong Kong SFC Asset & Wealth Management Report 2021: $4.55 trillion AUM, Private Banking & Private Wealth AUM $1.35 trillion, 54,003 Headcount
23rd July 2022...
Hong Kong SFC Fines RBC $980,000 for Failure to Segregate Client...
Hong Kong SFC Fines RBC $980,000 for Failure to Segregate Client Money 86 Times with Highest Single Transaction was $6.62 Million, Transferred Securities from...
Hong Kong SFC CEO Ashley Alder Quits after 12 Years, To...
Hong Kong SFC CEO Ashley Alder Quits after 12 Years, To Join UK Financial Conduct Authority as Chairman in January 2023
14th July 2022 |...
Hong Kong SFC & Police Arrests 8 Senior Executives of Former...
Hong Kong SFC & Police Arrests 8 Senior Executives of Former HK Listed Company for Misleading Announcements to Cover $16 Million Bogus Fraud Transactions
7th...
Hong Kong ETF Connect Starts on 4th July 2022, Trading of...
Hong Kong ETF Connect Starts on 4th July 2022, Trading of ETFs under Mainland-Hong Kong Stock Connect
30th June 2022 | Hong Kong
The Hong Kong...
Hong Kong SFC Fines China Everbright Securities $484,000 for Anti-Money Laundering...
Hong Kong SFC Fines China Everbright Securities $484,000 for Anti-Money Laundering Breaches, Failure to Identify $31 Million from 178 Transactions
17th June 2022 | Hong...
Hong Kong SFC Launches 2 Months Consultation: Enhances Enforcement Against Regulated...
Hong Kong SFC Launches 2 Months Consultation: Enhances Enforcement Against Regulated Person, Insider Trading & Advertising to Professional Investors
17th June 2022 | Hong Kong
The...
Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO...
Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO of AMTD Group Calvin Choi, Failure to Disclose Conflict of Interest as Managing...
