SHARE
News in Brief - Caproasia Online

Are you looking for your next career? Banks, Private Banks, IFAs, Fund Management Co.? Search for wealth & investment Jobs here or join mailing list or receive updates here

SFC Bans Financial Planning Manager For Nine Months

The Securities and Futures Commission (SFC) has banned Mr Choi Siu Ki, a former financial planning manager of Dah Sing Bank Limited from re entering the industry for nine months from 7 January 2017 to 6 October 2017 for forging client signatures.

The SFC found that in August 2015, Choi forged a customer’s signatures on two insurance application documents in order to submit the documents in time before deadline.

News Source: SFC Press Release

 



Caproasia Online is an E-Magazine for Wealth Managers, Private Bankers & Investment Professionals.  View latest jobs in Banks, Private Banks, IFAs, Fund Management here or join our mailing list or receive updates here

For content usage and citations, kindly provide a backlink or whenever possible – Source: Caproasia