Singapore MAS Expects Financial Advisory Firms to Assess Quality & Effectiveness of Trainers Provided to Representatives, Public Letter Highlights Some Trainers Providing Training But...
Singapore MAS Fines JP Morgan $1.7 Million for Failure to Prevent Private Bankers Misconduct in Overcharging Bond Spreads on 24 OTC Bond Transactions in...
Singapore MAS & Police Issue Alert to Public on Rise of Government Official Impersonation Scams Posing as Banks & Government Officials with $89 Million...
Hong Kong Launches Voluntary Code of Conduct for ESG Ratings & Data Products Provider Attended by More than 200 Industry Participants, 5 ESG Ratings...
Hong Kong SFC & ICAC Conduct Joint Investigation of 3 Individuals (ex-Hong Kong SFC Staff, Senior Government Counsel of Department of Justice, Registered Nurse...
Hong Kong Market Misconduct Tribunal Orders China Forestry Holdings ex-CEO Li Han Chun & His Investment Vehicle Top Wisdom Overseas Holdings to Give Up...
$55 Billion Lion Global Investors & $122 Billion China Merchants Fund Management Launch World First Emerging Asia ETF Traded in SGD with IPO Listing...
Knight Frank Appoints Shishir Baijal as Non-Executive Chair of Asia-Pacific in Addition to Current Role as Chairman & Managing Director of Knight Frank India
29th...
$157 Billion Asset Manager First Sentier Investors Appoints 14-Year Veteran Harry Moore as Chief Commercial Officer & 10-Year Veteran Lauren Prendiville as Global Head...
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