News in Brief - Caproasia Online
Caproasia.com | The leading source of data, research, information & resource for investment managers, professional investors, UHNW & HNW investors, and advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets? Caproasia - Learn more

Media, Events, Networking, Roundtable, Membership - Contact Us

This site is for accredited investors, professional investors, investment managers and financial professionals only. You should have assets around $3 million to $300 million or managing $20 million to $3 billion.







J.P Morgan Fined by SFC Hong Kong

The Securities and Futures Commission (SFC) has fined J.P Morgan Securities and J.P Morgan Chase Bank $3 million and $2.6 million respectively for regulatory breaches including disclosure failures in research reports and offering offshore listed index options without required licences.

J.P Morgan has since taken measures to rectify the problems in its securities position reporting system and stopped providing offshore listed index options.

News Source: SFC HK Press Release

 

About JP Morgan

JP Morgan Bank
JP Morgan Bank

JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. It is built on the foundation of more than 1200 predecessor institutions. J.P. Morgan clients include the world’s most prominent corporations, governments, wealthy individuals and institutional investors. While, the U.S. consumer and commercial banking businesses serve customers under the Chase brand.

  • Origin : NYC, New York, USA
  • Assets : USD 2.4 trillion
  • Revenue : USD 93.54 billion
  • Employees : 235,000

Official Website: www.jpmorganchase.com

News & Media: Press Release

Updated on 8th August 2016

 


Caproasia Users
  • Manage $20 million to $3 billion of assets
  • Invest $3 million to $300 million
  • Advise institutions, billionaires, UHNWs & HNWs
  • Learn More | Caproasia Users
Caproasia Platforms | Join 10,000 Investors & Advisors Monthly Networking & Roundtables: Membership | Join a Powerful Network: Family Office Programs: Caproasia Summits: Special Coverage

Caproasia.com | The leading financial website for investment managers, professional investors, UHNW & HNW investors and advisors to institutions, billionaires, UHNWs & HNWs.  Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets?

Caproasia is a financial information technology co. founded in 2014. We have 4 businesses in Media, Information, Services and Technology. We created 3 solutions: Membership, Events & Platforms to drive investment decisions in Asia through information, services, technology & people, that impact economies, societies & people. Our Mission: Driving the future of Asia

Goal 2022 | We have a goal in 2022.  To drive $22 billion of deals & investments. Join us to drive $22 billion of deals & investments in 2022.

For 2022 Investment Day: mail@caproasia.com
For Family Office, Professional Investor, HNW Investor Events: mail@caproasia.com
For Membership, Events, Networking, Roundtable, Summits: mail@caproasia.com
For Investment Relations Network: mail@caproasia.com
For Platforms, Media Kit, Advertising, Campaigns, Partnerships: angel@caproasia.com
For press release: press@caproasia.com
For all other enquiries: mail@caproasia.com


 
Previous articleWhat is a Family Office?
Next articleManulife Promotes Senior Executive in Hong Kong