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United States SEC Adds 100 Firms to Watchlist under Holding Foreign Companies Accountable Act, Pinduoduo, Tencent Music, XPeng, JD.com, Netease, China Mobile, China Life, Lufax, Didi Face Delisting Risk

20th May 2022 | Hong Kong

The United States Securities & Commission (SEC) had added 100 firms to its watchlist under the Holding Foreign Companies Accountable Act (HFCAA), with Chinese listed companies including Pinduoduo, Tencent Music, XPeng, JD.com, Netease, China Mobile, China Life, Lufax and Didi identified on the list and facing de-listing risk.  The Holding Foreign Companies Accountable Act (HFCAA) effected on 18th December 2020, requires the United States SEC to identify public companies to issue an audit report for offices located in a foreign jurisdiction (non-United States) and the the Public Company Accounting Oversight Board (PCAOB) has determined that it is unable to inspect or investigate completely because of a position taken by an authority in the foreign jurisdiction.  Issuers who wish to submit evidence to dispute being provisionally identified as a Commission-Identified Issuer under the HFCAA, may contact the staff at hfcaa@sec.gov.  View full list below:

“ United States SEC Adds 100 Firms to Watchlist under Holding Foreign Companies Accountable Act “

 



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2021 Data Release
2020 List of Private Banks in Hong Kong
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2020 Report: Hong Kong Private Banks & Asset Mgmt - $4.49 Trillion
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Provisional list of issuers identified under the HFCAA*

Issuer Name Date provisionally identified Date to submit evidence
1 Huaneng Power International, Inc. May 4, 2022 May 25, 2022
2 Aluminum Corporation of China Limited May 4, 2022 May 25, 2022
3 Gracell Biotechnologies Inc. May 4, 2022 May 25, 2022
4 Fangdd Network Group Ltd. May 4, 2022 May 25, 2022
5 Yatsen Holding Limited May 4, 2022 May 25, 2022
6 Bilibili Inc. May 4, 2022 May 25, 2022
7 Pinduoduo Inc. May 4, 2022 May 25, 2022
8 36Kr Holdings Inc. May 4, 2022 May 25, 2022
9 Autohome Inc. May 4, 2022 May 25, 2022
10 Full Truck Alliance Co. Ltd. May 4, 2022 May 25, 2022
11 Yalla Group Limited May 4, 2022 May 25, 2022
12 Gaotu Techedu Inc. May 4, 2022 May 25, 2022
13 Yunji Inc. May 4, 2022 May 25, 2022
14 ATA Creativity Global May 4, 2022 May 25, 2022
15 UTStarcom Holdings Corp. May 4, 2022 May 25, 2022
16 LAIX Inc. May 4, 2022 May 25, 2022
17 Tencent Music Entertainment Group May 4, 2022 May 25, 2022
18 Adagene Inc. May 4, 2022 May 25, 2022
19 Cango Inc. May 4, 2022 May 25, 2022
20 VNET Group, Inc. May 4, 2022 May 25, 2022
21 Smart Share Global Limited May 4, 2022 May 25, 2022
22 Huazhu Group Limited May 4, 2022 May 25, 2022
23 CNFinance Holdings Limited May 4, 2022 May 25, 2022
24 UCLOUDLINK GROUP INC. May 4, 2022 May 25, 2022
25 Huize Holding Limited May 4, 2022 May 25, 2022
26 Hello Group Inc. May 4, 2022 May 25, 2022
27 Niu Technologies May 4, 2022 May 25, 2022
28 Trip.com Group Limited May 4, 2022 May 25, 2022
29 Vipshop Holdings Limited May 4, 2022 May 25, 2022
30 Lizhi Inc. May 4, 2022 May 25, 2022
31 17 Education & Technology Group Inc. May 4, 2022 May 25, 2022
32 Viomi Technology Co., Ltd May 4, 2022 May 25, 2022
33 ATRenew Inc. May 4, 2022 May 25, 2022
34 Sunlands Technology Group May 4, 2022 May 25, 2022
35 BlueCity Holdings Limited May 4, 2022 May 25, 2022
36 XPeng Inc. May 4, 2022 May 25, 2022
37 ZTO Express (Cayman) Inc. May 4, 2022 May 25, 2022
38 Agora, Inc. May 4, 2022 May 25, 2022
39 EHang Holdings Limited May 4, 2022 May 25, 2022
40 Phoenix New Media Limited May 4, 2022 May 25, 2022
41 Dada Nexus Limited May 4, 2022 May 25, 2022
42 X Financial May 4, 2022 May 25, 2022
43 China Southern Airlines Company Limited May 4, 2022 May 25, 2022
44 UP Fintech Holding Limited May 4, 2022 May 25, 2022
45 China Eastern Airlines Corporation Limited May 4, 2022 May 25, 2022
46 JD.com, Inc. May 4, 2022 May 25, 2022
47 China Mobile Limited May 4, 2022 May 25, 2022
48 Sinopec Shanghai Petrochemical Company Limited May 4, 2022 May 25, 2022
49 JinkoSolar Holding Co., Ltd. May 4, 2022 May 25, 2022
50 Tuya Inc. May 4, 2022 May 25, 2022
51 360 DigiTech, Inc. May 4, 2022 May 25, 2022
52 HUYA Inc. May 4, 2022 May 25, 2022
53 NetEase, Inc. May 4, 2022 May 25, 2022
54 Waterdrop Inc. May 4, 2022 May 25, 2022
55 GDS Holdings Limited May 4, 2022 May 25, 2022
56 Canadian Solar Inc. May 4, 2022 May 25, 2022
57 Youdao, Inc. May 4, 2022 May 25, 2022
58 Fuwei Films (Holdings) Co., Ltd. May 4, 2022 May 25, 2022
59 Xunlei Limited May 4, 2022 May 25, 2022
60 Zepp Health Corporation May 4, 2022 May 25, 2022
61 Guangshen Railway Company Limited May 4, 2022 May 25, 2022
62 KANZHUN LIMITED May 4, 2022 May 25, 2022
63 China Petroleum & Chemical Corporation May 4, 2022 May 25, 2022
64 NIO Inc. May 4, 2022 May 25, 2022
65 CooTek (Cayman) Inc. May 4, 2022 May 25, 2022
66 Jianpu Technology Inc. May 4, 2022 May 25, 2022
67 LexinFintech Holdings Ltd. May 4, 2022 May 25, 2022
68 FinVolution Group May 4, 2022 May 25, 2022
69 111, Inc. May 4, 2022 May 25, 2022
70 China Life Insurance Company Limited May 4, 2022 May 25, 2022
71 RLX Technology Inc. May 4, 2022 May 25, 2022
72 DouYu International Holdings Limited May 4, 2022 May 25, 2022
73 Tuniu Corporation May 4, 2022 May 25, 2022
74 Baozun Inc. May 4, 2022 May 25, 2022
75 Fanhua Inc. May 4, 2022 May 25, 2022
76 Burning Rock Biotech Limited May 4, 2022 May 25, 2022
77 Hudson Capital Inc. May 4, 2022 May 25, 2022
78 Canaan Inc. May 4, 2022 May 25, 2022
79 I-Mab May 4, 2022 May 25, 2022
80 Qudian Inc. May 4, 2022 May 25, 2022
81 PetroChina Company Limited May 4, 2022 May 25, 2022
82 Genetron Holdings Limited May 4, 2022 May 25, 2022
83 JOYY Inc. May 4, 2022 May 25, 2022
84 iHuman Inc. May 4, 2022 May 25, 2022
85 Chindata Group Holdings Limited May 4, 2022 May 25, 2022
86 ReneSola Ltd May 4, 2022 May 25, 2022
87 Concord Medical Services Holdings Limited May 4, 2022 May 25, 2022
88 Sinovac Biotech Ltd. May 4, 2022 May 25, 2022
89 So-Young International Inc. May 9, 2022 May 31, 2022
90 Antelope Enterprises Holdings Limited May 9, 2022 May 31, 2022
91 iClick Interactive Asia Group Limited May 9, 2022 May 31, 2022
92 Lufax Holding Ltd May 9, 2022 May 31, 2022
93 Kuke Music Holding Limited May 9, 2022 May 31, 2022
94 LightInTheBox Holding Co., Ltd. May 9, 2022 May 31, 2022
95 Dingdong (Cayman) Limited May 9, 2022 May 31, 2022
96 Kingsoft Cloud Holdings Limited May 9, 2022 May 31, 2022
97 DiDi Global Inc. May 9, 2022 May 31, 2022
98 Qutoutiao Inc. May 9, 2022 May 31, 2022
99 China Online Education Group May 9, 2022 May 31, 2022
100 Plastec Technologies, Ltd. May 13, 2022 June 6, 2022

 

*Issuers provisionally identified will have 15 business days to contact Commission staff at hfcaa@sec.gov if they believe they have been incorrectly identified, and should include evidentiary support with their correspondence. Issuers are not subject to the requirements under the HFCAA until they have been conclusively identified.

 

Conclusive list of issuers identified under the HFCAA

Issuer Name Year(s) identified Current trading prohibition
1 BeiGene, Ltd. 2022 Not applicable
2 Yum China Holdings, Inc. 2022 Not applicable
3 Zai Lab Limited 2022 Not applicable
4 ACM Research, Inc. 2022 Not applicable
5 HUTCHMED (China) Limited 2022 Not applicable
6 Weibo Corporation 2022 Not applicable
7 Futu Holdings Limited 2022 Not applicable
8 Nocera, Inc. 2022 Not applicable
9 iQIYI, Inc. 2022 Not applicable
10 Baidu, Inc. 2022 Not applicable
11 CASI Pharmaceuticals, Inc. 2022 Not applicable
12 Microvast Holdings, Inc. 2022 Not applicable
13 China Automotive Systems, Inc. 2022 Not applicable
14 Daqo New Energy Corp. 2022 Not applicable
15 Connect Biopharma Holdings Limited 2022 Not applicable
16 OneConnect Financial Technology Co., Ltd. 2022 Not applicable
17 Green Vision Biotechnology Corp. 2022 Not applicable
18 Legend Biotech Corporation 2022 Not applicable
19 Sohu.com Limited 2022 Not applicable
20 Studio City International Holdings Limited 2022 Not applicable
21 Melco Resorts & Entertainment Limited 2022 Not applicable
22 Logiq, Inc. 2022 Not applicable
23 Noah Holdings Limited 2022 Not applicable
24 Zhihu Inc. 2022 Not applicable
25 Nova Lifestyle, Inc. 2022 Not applicable
26 LOVARRA 2022 Not applicable
27 BeyondSpring Inc. 2022 Not applicable
28 Luckin Coffee Inc. 2022 Not applicable
29 Aurora Mobile Limited 2022 Not applicable
30 Scientific Energy, Inc. 2022 Not applicable
31 China Foods Holdings Limited 2022 Not applicable
32 Value Exchange International, Inc. 2022 Not applicable
33 JRSIS Health Care Corporation 2022 Not applicable
34 Entrepreneur Universe Bright Group 2022 Not applicable
35 CBAK Energy Technology, Inc. 2022 Not applicable
36 ZW Data Action Technologies Inc. 2022 Not applicable
37 AMTD IDEA Group 2022 Not applicable
38 BEST Inc. 2022 Not applicable
39 Li Auto Inc. 2022 Not applicable
40 KE Holdings Inc. 2022 Not applicable





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