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Hong Kong SFC to Amend Professional Investor Rules in July 2018

Hong Kong SFC to Amend Professional Investor Rules in July 2018 The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...

Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor

Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...

PE/VC Investments in Asia Surpassed Europe in 2017 with Investments Tripling to $23.5 Billion...

PE/VC Investments in Asia Surpassed Europe in 2017 with Investments Tripling to $23.5 Billion in Southeast Asia Singapore Venture Capital & Private Equity Association (SVCA) released...

Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products 

Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products  The Monetary Authority of Singapore (MAS) has banned 6 former financial advisors from Prudential...

Monetary Authority of Singapore Plans Increase of Deposit Insurance from $50,000 to $75,000 in...

Monetary Authority of Singapore Plans Increase of Deposit Insurance from $50,000 to $75,000 in 2019 The Monetary Authority of Singapore (MAS) has finalised proposed enhancements...

HK SFC CEO Ashley Alder Reappointed Chair of IOSCO Board

HK SFC CEO Ashley Alder Reappointed Chair of IOSCO Board Hong Kong Securities and Futures Commission (SFC) Chief Executive Officer Ashley Alder has been reappointed...

Applicant Fined $1500 for Providing False Information in License Application to HK SFC

Applicant Fined $1500 for Providing False Information in License Application to HK SFC An applicant who had provided false information to Hong Kong Securities and Futures...

Charles Monat Hires Martin Wong as CEO & Partner for Singapore

Charles Monat Hires Martin Wong as CEO & Partner for Singapore Charles Monat has hired Martin Wong as CEO & Partner for Singapore, with effect...

BNP Paribas Hires Grace Tam as Chief Investment Advisor for Hong Kong

BNP Paribas Hires Grace Tam as Chief Investment Advisor for Hong Kong BNP Paribas Wealth Management has hired Grace Tam as Chief Investment Advisor for...

ANZ Removes Sales Incentives of Financial Planning Bonuses

ANZ Removes Sales Incentives of Financial Planning Bonuses ANZ has announced industry-leading initiatives to improve the quality of financial planning and customer remediation when things...