HSBC London
Caproasia.com | The leading source of data, research, information & resource for financial professionals, investment managers, professional investors, family offices & advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets? Caproasia - Learn more



This site is for accredited investors, professional investors, investment managers and financial professionals only. You should have assets around $3 million to $300 million or managing $20 million to $3 billion.










HSBC to Ban Text Messaging on all Company-Issued Devices, Goldman Sachs Fires Head of Transaction Banking & Senior Executives for Violating Internal Communications Policies, Top Financial Institutions Including Goldman Sachs Fined $1.8 Billion in September 2022 for Whatsapp Usage

21st October 2023 | Hong Kong

HSBC is planning to ban text messaging on all company-issued devices. In September 2023, Goldman Sachs was reported to have fired the Head of Transaction Banking and senior executives for violating internal communications policies, with many top financial institutions including Goldman Sachs fined $1.8 billion in 2022 September (Citi, UBS, Credit Suisse, Goldman Sachs, Morgan Stanley, Bank of America, Deutsche Bank, Barclays) for Whatsapp usage.   In August 2023, the United States Securities & Exchange Commission (SEC) fined 11 firms $289 million for record keeping failures & using off-channel communications including iMessage, Whatsapp & Signal since 2019, with the 11 firms (and subsidiaries) fined including Wells Fargo, BNP Paribas, BMO, Mizuho, SMBC Nikko, SG Americas, Houlihan Lokey, Moelis & Co & Wedbush.

“ HSBC to Ban Text Messaging on all Company-Issued Devices, Goldman Sachs Fires Head of Transaction Banking & Senior Executives for Violating Internal Communications Policies, Top Financial Institutions Including Goldman Sachs Fined $1.8 Billion in September 2022 for Whatsapp Usage “

 



- Article continues below -



Sign Up
Basic Member: $5 Monthly | $60 Yearly
Newsletter Daily 2 pm (Promo): $20 Monthly | $180 Yearly (FP: $680)


The 2024 Investment Day
23rd July Hong Kong | 25th July Singapore

Private Equity, Hedge Funds, Boutique Funds, Private Markets & more. Taking place on 23rd July 2024 in Hong Kong, 25th July 2024 in Singapore.
Visit | Register here


The 2024 Family Office Summit
16th Oct Hong Kong | 23rd Oct Singapore

Join 80 single family offices & family office professionals in Hong Kong & Singapore
Links: 2024 Family Office Summit | Register here





 

Goldman Sachs Fires Head of Transaction Banking & Senior Executives for Violating Internal Communications Policies, Top Financial Institutions Including Goldman Sachs Fined $1.8 Billion in September 2022 or Whatsapp Usage

16th September 2023 – Goldman Sachs has been reported to have fired the Head of Transaction Banking and senior executives for violating internal communications policies, with many top financial institutions including Goldman Sachs fined $1.8 billion in 2022 September (Citi, UBS, Credit Suisse, Goldman Sachs, Morgan Stanley, Bank of America, Deutsche Bank, Barclays) for Whatsapp usage.   In August 2023, the United States Securities & Exchange Commission (SEC) fined 11 firms $289 million for record keeping failures & using off-channel communications including iMessage, Whatsapp & Signal since 2019, with the 11 firms (and subsidiaries) fined including Wells Fargo, BNP Paribas, BMO, Mizuho, SMBC Nikko, SG Americas, Houlihan Lokey, Moelis & Co & Wedbush.




Managing $20 million to $3 billion. Investing $3 million to $300 million.
For Investment Managers, Hedge Funds, Boutique Funds, Private Equity, Venture Capital, Professional Investors, Family Offices, Private Bankers & Advisors, sign up today. Subscribe to Caproasia and receive the latest news, data, insights & reports, events & programs daily at 2 pm.

Join Events & Find Services
Join Investments, Private Wealth, Family Office events in Hong Kong, Singapore, Asia-wide. Find hard-to-find $3 million to $300 million financial & investment services at The Financial Centre | TFC. Find financial, investment, private wealth, family office, real estate, luxury investments, citizenship, law firms & more.  List hard-to-find financial & private wealth services.

Have a product launch? Promote a product or service? List your service at The Financial Centre | TFC. Join interviews & editorial and be featured on Caproasia.com or join Investments, Private Wealth, Family Office events. Contact us at [email protected] or [email protected]

Caproasia.com | The leading source of data, research, information & resource for financial professionals, investment managers, professional investors, family offices & advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets?



Quick Links


2021 Data Release
2020 List of Private Banks in Hong Kong
2020 List of Private Banks in Singapore
2020 Top 10 Largest Family Office
2020 Top 10 Largest Multi-Family Offices
2020 Report: Hong Kong Private Banks & Asset Mgmt - $4.49 Trillion
2020 Report: Singapore Asset Mgmt - $3.48 Trillion AUM


For Investors | Professionals | Executives
Latest data, reports, insights, news, events & programs
Everyday at 2 pm
Direct to your inbox
Save 2 to 8 hours per week. Organised for success

Register Below

For CEOs, Heads, Senior Management, Market Heads, Desk Heads, Financial Professionals, Investment Managers, Asset Managers, Fund Managers, Hedge Funds, Boutique Funds, Analysts, Advisors, Wealth Managers, Private Bankers, Family Offices, Investment Bankers, Private Equity, Institutional Investors, Professional Investors

Get Ahead in 60 Seconds. Join 10,000 +
Save 2 to 8 hours weekly. Organised for Success.

Sign Up / Register


    Investment ProfessionalAdvisorProfessional InvestorFinancial ProfessionalManagementOthers


    $20 million to $100 million AUM$100 million to $300 million AUM$300 million to $1 billion AUM$1 billion to $10 billion AUM$10 billion to $100 billion AUMMore than $100 billion AUM


    Mailing List / Free TrialMonthly SubscriptionYearly SubscriptionMembershipEvents


    2024 Investment Day Hong Kong 23rd July2024 Investment Day Singapore 25th July2024 Investment Day Hong Kong 4th Sept2024 Investment Day Singapore 11th Sept2024 Family Office Summit Hong Kong 16th Oct2024 Family Office Summit Singapore 23rd Oct / 6th Nov












    Web links may be disabled on mobile for security.
    Please click on desktop.










    Caproasia Users

    • Manage $20 million to $3 billion of assets
    • Invest $3 million to $300 million
    • Advise institutions, billionaires, UHNWs & HNWs

    Caproasia Platforms | 11,000 Investors & Advisors

    Monthly Roundtable & Networking

    Family Office Programs

    The 2024 Investment Day

    • March 2024 - Hong Kong
    • March 2024 - Singapore
    • June 2024 - Hong Kong
    • June 2024 - Singapore
    • Sept 2024 - Hong Kong
    • Sept 2024 - Singapore
    • Visit: The Investment Day | Register: Click here

    Caproasia Summits

    Contact Us

    For Enquiries, Membership
    [email protected], [email protected]

    For Listing, Subscription
    [email protected], [email protected]

    For Press Release, send to:
    [email protected]

    For Events & Webinars
    [email protected]

    For Media Kit, Advertising, Sponsorships, Partnerships
    [email protected]

    For Research, Data, Surveys, Reports
    [email protected]

    For General Enquiries
    [email protected]





    Caproasia | Driving the future of Asia
    a financial information technology co.
    since 2014




    Previous articleUnited States SEC 2024 Priorities: Examination of Investment Advisors & Advisors to Private Funds, Investment Companies, Broker-Dealers & Trading Practices, Self-Regulatory Organisations, Clearing Agencies, Market Participants Including Municipal Advisors, Security-Based Swap Dealers & Transfer Agents, Risks Including Information Security, Operational Resiliency, Crypto Assets, Emerging Fintech, Regulation Systems & Anti-Money Laundering
    Next articleBNP Paribas Asset Management & Maybank Asset Management Launch Sustainable & Responsible Investment Fund, MAMG Green Tigers Fund to Invest in Fast Growing & Innovative APAC Companies Providing Disruptive Environmental Solutions
    Caproasia.com covering capital markets, investments and private wealth in Asia. Our users manage, advise & invest $25 trillion assets in Asia