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Singapore MAS Took 4 Enforcement Actions in 2025, 25 Enforcement Actions in 2024, Total of 113 Enforcement Actions Since 2017, Named Companies Include JP Morgan, Goldman Sachs, Citibank, Credit Suisse, DBS, OCBC, UOB Kay Hian, Bank J. Safra Sarasin, Swiss Life, Three Arrows Capital & Noble Group
1st July | Hong Kong
The Monetary Authority of Singapore (MAS) took 4 enforcement actions in 2025, 25 enforcement actions in 2024, and a total of 113 enforcement actions against entities & individuals since 2017. The named companies include JP Morgan, Goldman Sachs, Citibank, Credit Suisse, DBS, OCBC, UOB Kay Hian, Bank J. Safra Sarasin, Swiss Life, Three Arrows Capital & Noble Group. See below for all 113 enforcement actions since 2017:
“ Singapore MAS Took 4 Enforcement Actions in 2025, 25 Enforcement Actions in 2024, Total of 113 Enforcement Actions Since 2017, Named Companies Include JP Morgan, Goldman Sachs, Citibank, Credit Suisse, DBS, OCBC, UOB Kay Hian, Bank J. Safra Sarasin, Swiss Life, Three Arrows Capital & Noble Group “
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Total of 113 Enforcement Actions Since 2017, Named Companies Include JP Morgan, Goldman Sachs, Citibank, Credit Suisse, DBS, OCBC, UOB Kay Hian, Bank J. Safra Sarasin, Swiss Life, Three Arrows Capital & Noble Group
2025:
| Date | Name | Type | Announcement | |||
| 1 | 27 June 2025 | Remsea Pte Ltd, Arcade Plaza Traders Pte Ltd, J-Dee Remittance Services Pte Ltd, Mobile Community Tech Pte Ltd, OxPay SG Pte Ltd | Composition | MAS Imposes Composition Penalties against Five Major Payment Institutions | ||
| 2 | 21 March 2025 | Lim Kok Tiong Danny | Prohibition Order | MAS issues Prohibition Order against Mr Lim Kok Tiong Danny for Forgery and Cheating Offences | ||
| 3 | 26 February 2025 | Aw Yong Leon Heng, Neo Say Hwee, Chang Bing Quan Daryl, Cheng Jia Hong, Tan Keng Cheng | Civil Penalty | Civil Penalty Actions Taken Against Five Individuals for False and Unauthorised Trading | ||
| 4 | 13 January 2025 | Gui Boon Sui @ Goi Chon Yan | Civil Penalty | Civil Penalty Action Taken against Gui Boon Sui for False Trading and Unauthorised Trading | ||
2024:
2023:
2022:
2021:
| Date | Name | Type | Announcement | |
| 1 | 28 October 2021 | Koh Kesheng Stedtson | Prohibition Order | MAS issues Prohibition Orders against Mr Koh Kesheng Stedtson for dishonest conduct |
| 2 | 06 October 2021 | Lee Chengyi, Adrian | Prohibition Order | MAS bans Mr Lee Chengyi Adrian following conviction for fund management without a licence |
| 3 | 02 September 2021 | Mr Lan Kangming and Mr Wee Toon Lee | Prohibition Order | Two individuals banned following convictions for providing false information to MAS |
| 4 | 22 July 2021 | Tan Chee Keong, Tay Yew Khem, Hui Choy Leng | Criminal Prosecution | Three individuals charged in relation to insider trading |
| 5 | 05 July 2021 | Suzannah Khoo Lee Sun | Prohibition Order | MAS issues Prohibition Orders against Ms Suzannah Khoo Lee Sun for dishonest conduct |
| 6 | 15 June 2021 | AIA Financial Advisers Private Limited (AIA FA), Prudential Assurance Company Singapore (Pte) Limited (Prudential), Aviva Ltd (Aviva), Aviva Financial Advisers Pte Ltd (Aviva FA) and Mr Peter Tan Shou Yi | Reprimand | MAS Reprimands AIA Financial Advisers, Prudential, and Two Aviva Entities |
| 7 | 03 June 2021 | Mr Younis Adnan Mohammed | Prohibition Order | MAS issues Prohibition Orders against Mr Younis Adnan Mohammed for fraud and dishonest conduct |
| 8 | 07 May 2021 | Mr Ahmadnawar Bin Abd Karim | Prohibition Order | MAS issues Prohibition Order against Mr Ahmadnawar Bin Abd Karim for dishonest conduct |
| 9 | 05 May 2021 | Lim Chew Keat | Prohibition Order | MAS bans Lim Chew Keat for making false and misleading statements |
| 10 | 14 April 2021 | Bank J. Safra Sarasin Ltd, Singapore Branch (BJS) | Composition | MAS Imposes Composition Penalty of S$1 million on Bank J. Safra Sarasin Ltd, Singapore Branch for AML/CFT Failures |
| 11 | 08 April 2021 | Mr Goh Jia Poh, Kenneth | Criminal Prosecution | Person charged for false trading and unauthorised use of trading accounts under the Securities and Futures Act |
| 12 | 31 March 2021 | Chen Zhihao Samuel, Wong Tuck Wai Raymond | Criminal Prosecution | Two individuals charged for offences under the Central Provident Fund Act |
| 13 | 23 March 2021 | Tang Boon Hai | Criminal Prosecution | Person charged for offences under the Securities and Futures Act |
| 14 | 15 March 2021 | Mr Wong Leon Keat | Criminal Prosecution | Court convicts individual for false trading and deception |
| 15 | 03 March 2021 | Ms Lau Wan Heng, Mr Yeo An Lun, Mr Goh Qi Rui Rayson, Mr Teo Boon Cheang | Prohibition Order | MAS bans four individuals for market misconduct |
| 16 | 24 February 2021 | Mr Lau Man Chun | Prohibition Order | MAS bans former representative of insurance broker for dishonest conduct |
| 17 | 01 February 2021 | CoAssets Ltd, CA Funding Pte Ltd, CoAssets Group Companies | Investigation | Singapore Police Force and MAS investigate companies under CoAssets Group |
2020:
| Date | Name | Type | Announcement | |
| 1 | 02 December 2020 | Chong Yoon Loi, Suresh Kannan | Prohibition Order | MAS bans two former insurance agents for dishonest conduct |
| 2 | 30 October 2020 | Lu Chor Sheng,Tan Swee Thiam Timothy | Prohibition Order | MAS bans two individuals for fraud and dishonest conduct |
| 3 | 29 October 2020 | Tan Kheng Yeow, Tan Chun Yong | Criminal Prosecution | Two individuals charged for offences under the Securities and Futures Act and Penal Code |
| 4 | 23 October 2020 | Mr Kevin Michael Swampillai | Prohibition Order | MAS Bans Kevin Michael Swampillai for Life |
| 5 | 23 October 2020 | Goldman Sachs (Singapore) Pte | Incorrect Media Reporting of Action Against Goldman Sachs (Singapore) Pte | |
| 6 | 23 October 2020 | Goldman Sachs (Singapore) Pte. | AGC, CAD and MAS take action against Goldman Sachs (Singapore) Pte. on 1MDB bond offerings | |
| 7 | 22 October 2020 | Sun Weiyeh | Criminal Prosecution | Former fund manager charged for acts likely to defraud investors |
| 8 | 20 August 2020 | Alan Lee, Chew Wei Zhan, Lee Wei Kai, Lim Ming Yi, Lim Ming Chit | Criminal Prosecution | Five former remisiers charged for false trading under the Securities and Futures Act |
| 9 | 19 August 2020 | Mr Aw Yong Seng, Mr Chew Swee Sun Johnny | Prohibition Order | MAS bans two individuals for fraud and dishonest conduct |
| 10 | 28 July 2020 | Apical Asset Management Pte. Ltd | Revocation/Suspension of Regulatory Status | MAS revokes licence of Apical Asset Management Pte. Ltd for AML/CFT breaches, reprimands its CEO and Board |
| 11 | 22 July 2020 | Asiaciti Trust Singapore Pte Ltd (ATSPL) | Composition | MAS Imposes Composition Penalty of $1,100,000 on Asiaciti Trust Singapore Pte Ltd for AML/CFT Failures |
| 12 | 01 July 2020 | Lan Kangming, Wee Toon Lee | Criminal Prosecution | Two former corporate finance advisers charged for providing false information to MAS |
| 13 | 08 May 2020 | Kale Jagdish Purushottam, Liaw Tick Kwan, Mike Chew Jun Yong, Priscilla Tien Ling | Prohibition Order | MAS bans four individuals for fraudulent and dishonest conduct |
| 14 | 19 March 2020 | Poh Kim Chuan, Chew Kheng Swee, Yap Bin Chun, Lin Weiwen, William, Kelvin Goh Shang Fei, Lam Allan | Prohibition Order | MAS bans six individuals for fraud and dishonest conduct |
2019:
| Date | Name | Type | Announcement | |
| 1 | 11 October 2019 | Teh Chin Hong @ Edwin Teh, Ng Wei Ling, Aloysius Zephaniah Lim Bing Hong, Joseph Michael | Prohibition Order | MAS bans four individuals for engaging in fraudulent and dishonest conduct |
| 2 | 14 August 2019 | Leong Chee Wai, E Seck Peng Simon, Toh Chew Leong | Prohibition Order | MAS issues Prohibition Orders against three individuals following their conviction for insider trading |
| 3 | 10 April 2019 | Emeline Tang Wei Leng, Nguyen Duy Minh, Koh Zhan Loong John | Prohibition Order | MAS bans three individuals for fraudulent and dishonest conduct |
2018:
| Date | Name | Type | Announcement | |
| 1 | 19 December 2018 | Tim Leissner | Prohibition Order | MAS Bans Tim Leissner for Life (Variation of Prohibition Order) |
| 2 | 30 August 2018 | Lee Chang Yeh Bentley | Prohibition Order | MAS issues Prohibition Orders against Mr Lee Chang Yeh Bentley |
| 3 | 17 May 2018 | David Hiah Xinkai | Heng Goid Hoon | Koh Mei Ling | Jane Yeo Hui Rong | Nigel Chua Bingquan | Zheng Xuemei | Prohibition Order | MAS issues prohibition orders against six individuals for misselling investment products |
| 4 | 24 January 2018 | Tan Peng Khoon | Prohibition Order | MAS issues Prohibition Orders against Tan Peng Khoon |
2017:
| Date | Name | Type | Announcement | |
| 1 | 19 December 2017 | Yeo Jiawei | Kevin Scully | Prohibition Order | MAS issues Prohibition Orders against Mr Yeo Jiawei and Mr Kevin Scully |
| 2 | 30 May 2017 | Credit Suisse | United Overseas Bank | Jens Fred Sturzenegger | Yak Yew Chee | Seah Mei Ying (formerly known as Yvonne Seah Yew Foong) | Prohibition Order | Financial Penalties Imposed on Credit Suisse and UOB for 1-MDB Related Transactions |
| 3 | 11 April 2017 | One Asia Investment Partners Pte. Ltd. | Revocation/Suspension of Regulatory Status | MAS Revokes the Capital Markets Services Licence of One Asia Investment Partners Pte. Ltd. |
| 4 | 13 March 2017 | Tim Leissner | Prohibition Order | Prohibition Orders against individuals involve |
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