United States SEC Setup Cross-Border Task Force to Fight Cross-Border Fraud Harming United States Investors Including 1) Violations of Securities Law by Foreign-Based Companies, Market Manipulation, Pump-&-Dump Schemes, Ramp-&-Dump Schemes, 2) Enforcements on Gatekeepers (Provides Access to United Sates Capital Markets) Such as Auditors & Underwriters and 3) Violations of Securities Law by Foreign Government-Controlled Companies
6th September | Hong Kong
The United States Securities and Exchange Commission (SEC) has announced the setup of a cross-border task force to fight cross-border fraud harming United States investors including 1) Violations of securities law by foreign-based companies, market manipulation, pump-&-dump schemes, ramp-&-dump schemes, 2) Enforcements on gatekeepers (provides access to united sates capital markets) such as auditors & underwriters and 3) Violations of securities law by foreign government-controlled companies. Announcement (5/9/25): “The Securities and Exchange Commission today announced the formation of a task force that will strengthen and enhance the Division of Enforcement’s efforts to identify and combat cross-border fraud harming U.S. investors. The Cross-Border Task Force will focus initially on investigating potential U.S. federal securities law violations related to foreign-based companies, including potential market manipulation, such as “pump-and-dump” and “ramp-and-dump” schemes. The task force also will focus enforcement efforts on gatekeepers, particularly auditors and underwriters, which help these companies access the U.S. capital markets. In addition, it will examine potential securities law violations related to companies from foreign jurisdictions, such as China, where governmental control and other factors pose unique investor risks.” SEC Chairman Paul S. Atkins: “We welcome companies from around the world seeking access to the U.S. capital markets. But we will not tolerate bad actors – whether companies, intermediaries, gatekeepers or exploitative traders – that attempt to use international borders to frustrate and avoid U.S. investor protections. This new task force will consolidate SEC investigative efforts and allow the SEC to use every available tool to combat transnational fraud … … have also directed the staff in other SEC divisions and offices, including the Divisions of Corporation Finance, Examinations, Economic and Risk Analysis, and Trading and Markets as well as the Office of International Affairs, to consider and recommend other actions that would better protect U.S. investors, including new disclosure guidance and any necessary rule changes.” Division of Enforcement Director Margaret A. Ryan: The Cross-Border Task Force will leverage the Division of Enforcement’s resources and expertise to combat international market manipulation and fraud. We are pleased to be part of this critical effort to enforce the federal securities laws and protect U.S. investors.”
“ United States SEC Setup Cross-Border Task Force to Fight Cross-Border Fraud Harming United States Investors Including 1) Violations of Securities Law by Foreign-Based Companies, Market Manipulation, Pump-&-Dump Schemes, Ramp-&-Dump Schemes, 2) Enforcements on Gatekeepers (Provides Access to United Sates Capital Markets) Such as Auditors & Underwriters and 3) Violations of Securities Law by Foreign Government-Controlled Companies “
![](https://www.caproasia.com/wp-content/uploads/2025/08/Air-Charter-Service-728x90-1.png")
United States SEC Setup Cross-Border Task Force to Fight Cross-Border Fraud Harming United States Investors Including 1) Violations of Securities Law by Foreign-Based Companies, Market Manipulation, Pump-&-Dump Schemes, Ramp-&-Dump Schemes, 2) Enforcements on Gatekeepers (Provides Access to United Sates Capital Markets) Such as Auditors & Underwriters and 3) Violations of Securities Law by Foreign Government-Controlled Companies
Caproasia Users
- Manage $20 million to $30 billion of assets
- Invest $3 million to $300 million
- Advise institutions, billionaires, UHNWs & HNWs
Caproasia Platforms | 11,000 Investors & Advisors
- Caproasia.com
- Caproasia Access
- Caproasia Events
- The Financial Centre | Find Services
- Membership
- Family Office Circle
- Professional Investor Circle
- Investor Relations Network
Monthly Roundtable & Networking
Family Office Programs
The 2026 Investment Day
- March - Hong Kong
- March - Singapore
- April - Hong Kong
- April - Singapore
- July - Hong Kong
- July - Singapore
- Sept- Hong Kong
- Sept - Singapore
- Oct- Hong Kong
- Nov - Singapore
- Visit: The Investment Day | Register: Click here
Caproasia Summits
- The Institutional Investor Summit
- The Investment / Alternatives Summit
- The Private Wealth Summit
- The Family Office Summit
- The CEO & Entrepreneur Summit
- The Capital Markets Summit
- The ESG / Sustainable Investment Summit
