HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...
State Street Appoints Lochiel Crafter as Head of Global Institutional Group
State Street Appoints Lochiel Crafter as Head of Global Institutional Group
State Street Global Advisors has appointed Lochiel Crafter as Head of Global Institutional Group. He takes...
Commonwealth Bank of Australia to IPO Colonial First State Global Asset Management in 2018
Commonwealth Bank of Australia to IPO Colonial First State Global Asset Management in 2018
Commonwealth Bank of Australia (CBA) will publicly list their investment management...
PE/VC Investments in Asia Surpassed Europe in 2017 with Investments Tripling to $23.5 Billion...
PE/VC Investments in Asia Surpassed Europe in 2017 with Investments Tripling to $23.5 Billion in Southeast Asia
Singapore Venture Capital & Private Equity Association (SVCA) released...
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong's Securities and Futures Commission (SFC) will require intermediaries providing discretionary...
VP Bank Hires Samuel Witjaksono as Market Head for Indonesia
VP Bank Hires Samuel Witjaksono as Market Head for Indonesia
VP Bank has hired Samuel Witjaksono as Market Head for Indonesia, with effect from 1st...
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
An applicant who had provided false information to Hong Kong Securities and Futures...
