St James’s Place Wealth Management Asia Appoints Enzio Von Pfeil as Partner

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St James’s Place Wealth Management Asia Appoints Enzio Von Pfeil as Partner St. James’s Place Wealth Management Asia has appointed Enzio Von Pfeil as Partner...

State Street Appoints Lisa Lou as Country Head of Global Services China and GM...

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State Street Appoints Lisa Lou as Country Head of Global Services China and GM of Beijing State Street Corporation has appointed Lisa Lou to be...

Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code

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Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...

Hong Kong SFC Appoints Julia Leung as Deputy CEO

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Hong Kong SFC Appoints Julia Leung as Deputy CEO The Securities and Futures Commission (SFC) has appointed Julia Leung as Deputy Chief Executive Officer and reappointed Julia Leung as...

Citi Head of Banking in Hong Kong Weber Lo Announces Plan to Step Down...

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Citi Head of Banking in Hong Kong Weber Lo Announces Plan to Step Down on 1st May 2018 Citi Head of Banking in Hong Kong, ...

Hong Kong SFC Sets Enforcement Priorities for 2018

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Hong Kong SFC Sets Enforcement Priorities for 2018 The Securities and Futures Commission (SFC) have set out its enforcement priorities for 2018.  At the top...

HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption

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HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...

DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia

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DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia DBS Bank has successfully completed the acquisition of ANZ’s wealth management and retail banking...

HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million

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HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million Hong Kong’s Securities and Futures Commission (SFC)  have reprimanded and fined...

Lombard Odier Appoints CEO Asia Vincent Magnenat as Limited Partner

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Lombard Odier Appoints CEO Asia Vincent Magnenat as Limited Partner Lombard Odier has appointed CEO Asia and Head of Private Banking Asia, Vincent Magnenat as...