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Australian Securities and Investments Commission (ASIC) Launches Consumer Complaints Data Dashboard...

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Australian Securities and Investments Commission (ASIC) Launches Consumer Complaints Data Dashboard on Internal Dispute Resolution (IDR) to Allow Consumers to Compare Financial Firms Complaints...

Australian Securities and Investments Commission (ASIC) Reports $248 Million (AUD 349.8...

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Australian Securities and Investments Commission (ASIC) Reports $248 Million (AUD 349.8 Million) Civil Penalties in 2025 2H (Including from ANZ, NAB, Cbus, RAMS &...

Australian Securities and Investments Commission (ASIC) Reports 9,686 Misconduct Reports in...

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Australian Securities and Investments Commission (ASIC) Reports 9,686 Misconduct Reports in 2025 2H, Top 2 Misconducts are 1) Financial & Retail Investor Issues 44%...

Australian Securities and Investments Commission (ASIC) Fines Australia Boutique Fund Service...

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Australian Securities and Investments Commission (ASIC) Fines Australia Boutique Fund Service Provider Fundhost $14,000 (AUD 19,800) for Misrepresentation of Fund (Polen Capital Focus Growth...

Australian Securities and Investments Commission (ASIC) Secures $27 Million (AUD 40...

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Australian Securities and Investments Commission (ASIC) Secures $27 Million (AUD 40 Million) in Refunds to 38,000+ Investors from Contract for Difference (CFD) Providers, 68%...

Australia & Hong Kong Issue Observations from Joint Review of Foreign...

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Australia & Hong Kong Issue Observations from Joint Review of Foreign Exchange Activities, $6.6 Trillion Trading Volume Per Day 28th January 2022 | Hong Kong Australia...