Tag: Ban
China National Financial Regulatory Administration Issues 10-Year Ban on ex-President of...
China National Financial Regulatory Administration Issues 10-Year Ban on ex-President of Bank of East Asia Xi’an Branch Han Xiping for Misconduct & Negligence in...
Hong Kong SFC Suspends PICC Asset Management ex-Investment Manager Shum Wai...
Hong Kong SFC Suspends PICC Asset Management ex-Investment Manager Shum Wai Nap for 7 Months for Failure to Properly Manage Funds According to Stated...
Hong Kong SFC Bans External Asset Manager Primas Asset Management ex-Relationship...
Hong Kong SFC Bans External Asset Manager Primas Asset Management ex-Relationship Manager Ha Po Kwan for 1 Year for Changing Strike Price & Maturity...
South Korea Financial Services Commission Extends Ban on Short Selling to...
South Korea Financial Services Commission Extends Ban on Short Selling to 30th March 2025, Previous 8-Month Full Ban on Short Selling Imposed from 6th...
Singapore MAS Issues 5-Year Ban to ex-DBS Wealth Planning Manager Muhammad...
Singapore MAS Issues 5-Year Ban to ex-DBS Wealth Planning Manager Muhammad Hafiz Bin Ismail for Failing to Declare in DBS Job Application in 2020...
TikTok & Parent ByteDance Files Lawsuit Against United States Government for...
TikTok & Parent ByteDance Files Lawsuit Against United States Government for Banning or Requiring Mandatory Divestment of Popular Social Media Video Platform TikTok, Violates...
South Korea Financial Supervisory Service Reports $156 Million Illegal Short Selling...
South Korea Financial Supervisory Service Reports $156 Million Illegal Short Selling of Shares in 164 Trades by 9 Investment Banks, Credit Suisse Facing Fine...
China TikTok ByteDance Fired 61 Employees in Corruption Crackdown Including Bribery,...
China TikTok ByteDance Fired 61 Employees in Corruption Crackdown Including Bribery, Conflict of Interest & Information Security, China Security Authorities Had Filed Criminal Cases...
South Korea Financial Supervisory Service to Fine Credit Suisse $49 Million...
South Korea Financial Supervisory Service to Fine Credit Suisse $49 Million for Illegal Short Selling, South Korea Prosecutors Searched HSBC & BNP Paribas Offices...
United States Senate Passes Legislative Bill to Ban or Require Mandatory...
United States Senate Passes Legislative Bill to Ban or Require Mandatory Divestment of Popular Social Media Video Platform TikTok Used by 170 Million Americans...
