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$1.8 Trillion UBS Asset Management Sells Alternatives Platform O’Connor 6 Investment...

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$1.8 Trillion UBS Asset Management Sells Alternatives Platform O’Connor 6 Investment Strategies with $11 Billion AUM (O’Connor Single Manager Hedge Fund, Private Credit &...

United States Secretary of Commerce & Billionaire Howard Lutnick with $3.2...

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United States Secretary of Commerce & Billionaire Howard Lutnick with $3.2 Billion Fortune Transfers share Ownership of Brokerage & Investment Bank Cantor Fitzgerald to...

UBS Asset Management to Sell $16 Billion Alternatives Platform O’Connor to...

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UBS Asset Management to Sell $16 Billion Alternatives Platform O’Connor to United States Financial Services Group Cantor Fitzgerald, Acquired in 1992 by Swiss Bank...

United States SEC Fines Brokerage & Investment Bank Cantor Fitzgerald $6.75...

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United States SEC Fines Brokerage & Investment Bank Cantor Fitzgerald $6.75 Million for Causing 2 SPACs to Provide Misleading Statements to Investors Before IPOs...

United States SEC Fines HSBC $15 Million & Scotia Capital $7.5...

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United States SEC Fines HSBC $15 Million & Scotia Capital $7.5 Million for Whatsapp Usage, Top Financial Institutions Fined $1.8 Billion in September 2022 12th...

United States SEC Probes Top Hedge Funds Messaging & Whatsapp Records,...

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United States SEC Probes Top Hedge Funds Messaging & Whatsapp Records, Started Probe on Top Private Equity Firms in November 2022 with Financial Institutions...

Morgan Stanley Self-Fines Bankers Thousands to More than $1 Million for...

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Morgan Stanley Self-Fines Bankers Thousands to More than $1 Million for Conducting Business on Whatsapp Despite Prior Warnings, Fined $200 Million in 2022 September...

United States Commodity Futures Trading Commission Fines 11 Firms $710 Million...

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United States Commodity Futures Trading Commission Fines 11 Firms $710 Million for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS,...

United States SEC Fines 11 Firms $1.1 Billion for Using Text...

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United States SEC Fines 11 Firms $1.1 Billion for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS, Credit Suisse, Goldman...