Tag: Chee Tak Securities
Hong Kong SFC Bans Chee Tak Securities Ex-Account Executive for 15...
Hong Kong SFC Bans Chee Tak Securities Ex-Account Executive for 15 Months for Allowing Unauthorized Trading of Client Account through 3rd-Party, Prevented Chee Tak...
Hong Kong SFC Fines Chee Tak Securities $255,000 & Suspended Responsible...
Hong Kong SFC Fines Chee Tak Securities $255,000 & Suspended Responsible Officer for 10 Months for Internal Control Failures & Regulatory Breaches, Failures Including...