Tag: FCA)
UK Financial Conduct Authority to Implement New Sustainability Disclosure Requirements &...
UK Financial Conduct Authority to Implement New Sustainability Disclosure Requirements & Investment Marketing Labels to Improve Trust & Transparency on Sustainable Investment Products &...
UK Financial Conduct Authority Proposes Requiring Personal Investment Firms to Allocate...
UK Financial Conduct Authority Proposes Requiring Personal Investment Firms to Allocate Additional Capital for Potential Consumers Compensation for Bad Advice, UK Financial Services Compensation...
UK Financial Conduct Authority Provides Insights on How Investors Avoided $2.4...
UK Financial Conduct Authority Provides Insights on How Investors Avoided $2.4 Million in Scams, Top Warning Signs Include Mistakes in Materials, Research Skills &...
UK Financial Conduct Authority Seeks Views to Modernize Asset Management Regulation...
UK Financial Conduct Authority Seeks Views to Modernize Asset Management Regulation for $13.2 Trillion Industry after European Union Exit, Includes Technology, Innovation & Better...
UK Financial Conduct Authority Crackdown on Hiring Individuals for Senior or...
UK Financial Conduct Authority Crackdown on Hiring Individuals for Senior or Influential Roles to Fulfil Regulatory Criteria for Business Launches & Mergers, Roles Include CEOs,...
UK FCA Charges 5 Individuals Including Janus Henderson Analyst for Insider...
UK FCA Charges 5 Individuals Including Janus Henderson Analyst for Insider Trading Resulting in $1.86 Million Profit & Money Laundering of 170 Deposits Totalling...
UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for...
UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for Repeated Money-Laundering Offences, Impacting Account Oversight of 560,000 Business Customers
15th December 2022 |...
UK Regulator FCA Provides Guidance to Banks & Lenders to Support...
UK Regulator FCA Provides Guidance to Banks & Lenders to Support Existing Property Loans Borrowers, Including Options for Reduced Monthly Payment & Interest Only...
UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for...
UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for Market Manipulation, Placed Large Orders on Italian Government Bond Futures to Send False...
UK Regulator FCA Requires Firms to Have Right Expertise to Check...
UK Regulator FCA Requires Firms to Have Right Expertise to Check & Approve Financial Promotions & Advertisements, Strengthen Rules on Misleading Advertisements & High-Risk...
