Tag: Financial Conduct Authority
UK Financial Conduct Authority Sent Letters to More than 180 Banks...
UK Financial Conduct Authority Sent Letters to More than 180 Banks & 280 Brokers for Non-Financial Misconduct Including Sexual Harassment, Bullying & Discrimination
2nd March...
London Metal Exchange is Facing a New Lawsuit by Green &...
London Metal Exchange is Facing a New Lawsuit by Green & Human Rights Campaigners London Mining Network for Trading of Dirty Metals from Mining...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against London Metal Exchange for $12 Billion of Cancelled Nickel Trades in March 2022...
UK London Court Hearing to Determine Legal Rights of $12 Billion...
UK London Court Hearing to Determine Legal Rights of $12 Billion Cancelled Nickel Trades by London Metal Exchange in March 2022, LME Highlights $19.7...
UK Financial Conduct Authority Introduces New Advertising Rules For Crypto Assets,...
UK Financial Conduct Authority Introduces New Advertising Rules For Crypto Assets, Cooling-Off Period for 1st Time Investors from 8th October 2023 & Ban on...
UK Financial Conduct Authority Proposed New IPO Rules to Attract Wider...
UK Financial Conduct Authority Proposed New IPO Rules to Attract Wider Range of Companies to List on UK Exchanges, Listings Reduced by 40% Since...
UK Financial Conduct Authority Warns Consumers of Potential Mismanagement of Trust...
UK Financial Conduct Authority Warns Consumers of Potential Mismanagement of Trust & Misusing of Funds by Trustee, Trustee May Not Be Sufficiently Competent or...
UK Financial Conduct Authority Received 141 Whistleblower Reports for Money-Laundering Breaches...
UK Financial Conduct Authority Received 141 Whistleblower Reports for Money-Laundering Breaches Since 2017
20th April 2023 | Hong Kong
The United Kingdom Financial Conduct Authority (UK...
London Metal Exchange Discovers Stones Instead of $1.3 Million of Nickel...
London Metal Exchange Discovers Stones Instead of $1.3 Million of Nickel Registered Since Early 2022 at Netherlands Rotterdam Warehouse
18th March 2023 | Hong...
UK Financial Conduct Authority to Collect £10,000 to £250,000 Economic Crime...
UK Financial Conduct Authority to Collect £10,000 to £250,000 Economic Crime Levy from Medium & Large Anti-Money Laundering Regulated Businesses, Impacted Firms Include Financial...
