Tag: Finma
Switzerland FINMA Suspends Annual UBS Approval, Requires UBS to Revise Recovery...
Switzerland FINMA Suspends Annual UBS Approval, Requires UBS to Revise Recovery & Emergency Plans Due to Takeover of Credit Suisse, UBS Options for Actions...
Switzerland Financial Authority FINMA Reported to Investigate Credit Suisse Including Then-CEO...
Switzerland Financial Authority FINMA Reported to Investigate Credit Suisse Including Then-CEO Ulrich Korner, Chairman Axel Lehmann & Employees on Possibly Misleading Public & Regulators...
Switzerland Financial Authority FINMA Confiscates from Private Bank Mirabaud & Cie...
Switzerland Financial Authority FINMA Confiscates from Private Bank Mirabaud & Cie $15 Million of Illegal Profits & Banned from Accepting New Clients with Increased...
Africa Country Mozambique ex-Finance Minister Manuel Chang Convicted of United States...
Africa Country Mozambique ex-Finance Minister Manuel Chang Convicted of United States Fraud Charges & Received $7 Million Kickbacks in $2 Billion Tuna Bond Fraud...
Collapsed $10 Billion Credit Suisse Supply Chain Funds Greensill – Most...
Collapsed $10 Billion Credit Suisse Supply Chain Funds Greensill - Most Investors Accepting 90% Redemption Offer But a Group of Investors ($80 Million) Hired...
UBS & Founder Securities Sell 85.01% of Credit Suisse Securities China...
UBS & Founder Securities Sell 85.01% of Credit Suisse Securities China to China Beijing State-Owned Assets Management (BSAM) for $215.4 Million, UBS Sells 36.01%...
Japan Financial Services Agency Penalizes Mitsubishi UFJ Financial Group for Unauthorized...
Japan Financial Services Agency Penalizes Mitsubishi UFJ Financial Group for Unauthorized Sharing of Client Information in at Least 26 Occasions Between MUFG Bank &...
Japan Securities Authority Recommends Banking Regulator to Penalize Mitsubishi UFJ Financial...
Japan Securities Authority Recommends Banking Regulator to Penalize Mitsubishi UFJ Financial Group for Unauthorized Sharing of Client Information Between MUFG Bank & 2 Securities...
Switzerland Financial Regulator FINMA Concludes No Anti-Trust Issue in Merger of...
Switzerland Financial Regulator FINMA Concludes No Anti-Trust Issue in Merger of UBS & Credit Suisse, No Condition & Obligation Imposed after Review in Accordance...
UBS CEO Sergio Ermotti Forecasts Hong Kong to Overtake Switzerland as...
UBS CEO Sergio Ermotti Forecasts Hong Kong to Overtake Switzerland as World’s Leading Wealth Management Hub if Switzerland Policymakers Overreact to the Collapse of...
