Tag: Hong Kong Securities & Futures Commission
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5...
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5 Years for Failing to Meet Liquid Capital Requirement for 19 Months & Failure...
Hong Kong SFC Issues New Guidelines on Risk Management for Futures...
Hong Kong SFC Issues New Guidelines on Risk Management for Futures Brokers Effective 25th February 2024 - Safeguard Client Assets, Liquidity Risk, Stress Testing,...
Hong Kong SFC 2023 Q2 Report: 48,165 Licensees & Registrants in...
Hong Kong SFC 2023 Q2 Report: 48,165 Licensees & Registrants in 3,245 Licensed Corporations, Issued $1.1 Million Fines, 4 Individuals Charged for Short Selling,...
Hong Kong & China Securities Commission to Introduce Block Trading under...
Hong Kong & China Securities Commission to Introduce Block Trading under Stock Connect, Allow Southbound & Northbound Investors Manual Trading of Large-Sized Transaction to...
Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying...
Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying Derivatives Listed on Overseas Stock Markets & Insider Trading Conducted Outside of Hong...
Hong Kong Green & Sustainable Finance Group Announced 3 New Priorities:...
Hong Kong Green & Sustainable Finance Group Announced 3 New Priorities: Establish World-Class Regulation by Aligning Global Standards, Develop Programs Including Workshop for Private...
Hong Kong SFC Warns of Unlicensed Virtual Trading Platforms Providing Misleading...
Hong Kong SFC Warns of Unlicensed Virtual Trading Platforms Providing Misleading Claims of Submitting Licence Applications to Hong Kong SFC, Fraudulent or Reckless Misrepresentation...
HSBC Launches Crypto ETFs to Clients in Hong Kong, HSBC Hong...
HSBC Launches Crypto ETFs to Clients in Hong Kong, HSBC Hong Kong Clients Can Buy & Sell Bitcoin & Ether-based ETFs
29th June 2023 |...
Hong Kong SFC Disqualifies 3 Directors of National Agricultural Holdings for...
Hong Kong SFC Disqualifies 3 Directors of National Agricultural Holdings for Misconduct over $391 Million of Transactions, Including Inappropriate Transfers & Failure to Pay...
Hong Kong Central Bank HKMA Held Meeting in May 2023 with...
Hong Kong Central Bank HKMA Held Meeting in May 2023 with HSBC, Standard Chartered & Bank of China For Not Accepting Crypto Exchanges as...
