Tag: Hong Kong Securities & Futures Commission
Hong Kong SFC Issues Warning to Public of 2 Suspected Virtual...
Hong Kong SFC Issues Warning to Public of 2 Suspected Virtual Asset-Related Fraud Platforms EDY & HKCEXP, Victims Unable to Withdraw Funds or Required...
Hong Kong SFC Released 4 Strategic Priorities for the Next 3...
Hong Kong SFC Released 4 Strategic Priorities for the Next 3 Years: Maintain Market Resilience & Mitigate Serious Harm to Markets, Enhance Global Competitiveness...
UBS Launches 3 Crypto ETFs in Hong Kong for Investors to...
UBS Launches 3 Crypto ETFs in Hong Kong for Investors to Trade ETFs Relating to Bitcoin & Ethereum on Trading Platform, HSBC Launched Crypto...
Hong Kong SFC, ICAC & AFRC Conducts 1st Joint Operation on...
Hong Kong SFC, ICAC & AFRC Conducts 1st Joint Operation on 2 Hong Kong-Listed Companies on Suspicion of Falsifying $24.6 Million of Corporate Transactions...
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5...
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5 Years for Failing to Meet Liquid Capital Requirement for 19 Months & Failure...
Hong Kong SFC Issues New Guidelines on Risk Management for Futures...
Hong Kong SFC Issues New Guidelines on Risk Management for Futures Brokers Effective 25th February 2024 - Safeguard Client Assets, Liquidity Risk, Stress Testing,...
Hong Kong SFC 2023 Q2 Report: 48,165 Licensees & Registrants in...
Hong Kong SFC 2023 Q2 Report: 48,165 Licensees & Registrants in 3,245 Licensed Corporations, Issued $1.1 Million Fines, 4 Individuals Charged for Short Selling,...
Hong Kong & China Securities Commission to Introduce Block Trading under...
Hong Kong & China Securities Commission to Introduce Block Trading under Stock Connect, Allow Southbound & Northbound Investors Manual Trading of Large-Sized Transaction to...
Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying...
Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying Derivatives Listed on Overseas Stock Markets & Insider Trading Conducted Outside of Hong...
Hong Kong Green & Sustainable Finance Group Announced 3 New Priorities:...
Hong Kong Green & Sustainable Finance Group Announced 3 New Priorities: Establish World-Class Regulation by Aligning Global Standards, Develop Programs Including Workshop for Private...
