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United States SEC Fines 10 Firms $79 Million for Using Text...

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United States SEC Fines 10 Firms $79 Million for Using Text Messaging Platforms Including Whatsapp & Not Maintaining Records of Communications, 10 Firms Fined...

HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing...

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HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...