Tag: Interactive Brokers
United States SEC Fines 10 Firms $79 Million for Using Text...
United States SEC Fines 10 Firms $79 Million for Using Text Messaging Platforms Including Whatsapp & Not Maintaining Records of Communications, 10 Firms Fined...
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing...
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...