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Hong Kong SFC Obtains Court Order to Freeze $13 Million (HKD...

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Hong Kong SFC Obtains Court Order to Freeze $13 Million (HKD 101 Million) Cash of Hong Kong-Listed Teamway International Suspected Shadow Director Ng Kwok...

UK Financial Conduct Authority (FCA) Releases Final Guidance on Non-Financial Misconduct...

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UK Financial Conduct Authority (FCA) Releases Final Guidance on Non-Financial Misconduct to Tackle Bullying, Harassment & Violence in Financial Services, New Rules Will be...

Hong Kong SFC Issues Restriction Notices to 2 Brokerages Futu Securities...

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Hong Kong SFC Issues Restriction Notices to 2 Brokerages Futu Securities & Soochow Securities for Assets Held in Accounts Owned by Board Member of...

Citigroup Did Not Interview Senior Female Executives During Investigation Who Had...

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Citigroup Did Not Interview Senior Female Executives During Investigation Who Had Filed Misconduct Complaints Against Head of Wealth Andy Sieg, CEO Jane Fraser Commented...

Citigroup CEO Jane Fraser Commented She is Very Comfortable with Investigation...

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Citigroup CEO Jane Fraser Commented She is Very Comfortable with Investigation on Head of Wealth Andy Sieg after Misconduct Complaints by at Least 6...

Citigroup HR Department Investigating Head of Wealth Andy Sieg after Misconduct...

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Citigroup HR Department Investigating Head of Wealth Andy Sieg after Misconduct Complaints by at Least 6 Managing Directors (Intimidation, Unfair Sidelining of Employees), Hired...

World Economic Forum (WEF) Appoints $12 Trillion Asset Manager BlackRock Chairman...

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World Economic Forum (WEF) Appoints $12 Trillion Asset Manager BlackRock Chairman Larry Fink & Switzerland $290 Billion Pharmaceutical Giant Roche Holding 3rd Generation Family...

UK Financial Reporting Council (FRC) Starts Investigation on Deloitte Audits of...

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UK Financial Reporting Council (FRC) Starts Investigation on Deloitte Audits of $51 Billion Commodities Giant Glencore from 2013 to 2020 after Misconduct Investigation on...

Switzerland Financial Regulator FINMA to Expand Regulatory Oversight of Financial Industry...

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Switzerland Financial Regulator FINMA to Expand Regulatory Oversight of Financial Industry Including Holding Senior Managers & Executives Accountable for Misconduct & Recovery of Bonuses  8th...

United States Commodity Futures Trading Commission (CFTC) Placed 5 Employees (4...

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United States Commodity Futures Trading Commission (CFTC) Placed 5 Employees (4 Lawyers & 1 Investigator) on Leave for Alleged Misconduct in Fraud Investigation Case...