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Financial Industry

Hong Kong SFC Prohibits CICC Hong Kong from Dealing or Processing...

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Hong Kong SFC Prohibits CICC Hong Kong from Dealing or Processing Certain Assets in Client Account Related to Suspected Insider Trading 9th December 2023 |...
Capital Market

Hong Kong SFC Obtains Court Order to Appoint Briscoe Wong Advisory...

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Hong Kong SFC Obtains Court Order to Appoint Briscoe Wong Advisory as Joint & Several Administrators of Hong Kong Brokerage Global Group Securities Now...
Capital Market

Hong Kong SFC Issues Restriction Notice to Brokerage Firm Global Securities...

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Hong Kong SFC Issues Restriction Notice to Brokerage Firm Global Securities Group for Client Assets, Prohibited from Trading & Transferring Until Further Notice 7th June...
Capital Market

Hong Kong SFC Issues Restriction Notice to Bright Smart Securities to...

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Hong Kong SFC Issues Restriction Notice to Bright Smart Securities to Freeze 1 Client Account for Suspected Insider Trading 18th August 2022 | Hong Kong The...
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