Tag: stocks
Former Hong Kong Licensed Representative Charged for Conspiracy to Defraud in...
Former Hong Kong Licensed Representative Charged for Conspiracy to Defraud in Securities Transactions, Total 8 Charged in Sophisticated Ramp & Dump Market Manipulation Scheme
19th...
Hong Kong Charged Core Member & 6 Others for Securities Fraud...
Hong Kong Charged Core Member & 6 Others for Securities Fraud & Conspiracy in a Sophisticated Syndicate Operating Ramp & Dump Scheme, $82 Million...
Hong Kong SFC & ICAC Arrested 5 Members of $24 Million...
Hong Kong SFC & ICAC Arrested 5 Members of $24 Million Ramp & Dump Scheme, Key Members Include Senior Executives of Hong Kong Listed-Companies...
Hong Kong & Mainland China Stock Connect Expands to Include Foreign...
Hong Kong & Mainland China Stock Connect Expands to Include Foreign Companies Primary Listed in Hong Kong & Hang Seng Index Component, Expected to...
Hong Kong SFC & ICAC Conducted Joint Search on $24 Million...
Hong Kong SFC & ICAC Conducted Joint Search on $24 Million Ramp & Dump Scheme of 6 Hong Kong Listco & Arrested 8 Including...
Hong Kong Exchange Launches New VaR Platform for Post-Trade Clients, New...
Hong Kong Exchange Launches New VaR Platform for Post-Trade Clients, New Margin Requirements Based on Individual Stock Volatility Instead of Flat Margin Rate
17th June...
United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme...
United States SEC Proposes Transparent Stock Trade Auction after 2021 Meme Stock Mania, More Disclosure on Fees & Data
10th June 2022 | Hong Kong
The...
United States Senator Calls for Central Bank Leaders to be Banned...
United States Senator Calls for Central Bank Leaders to be Banned from Trading Stocks, Actively Traded Stocks in 2020
17th September 2021 | Hong Kong
United...
Hong Kong SFC Online Investment Scam Attracted 24,000 Clicks from Viewers,...
Hong Kong SFC Online Investment Scam Attracted 24,000 Clicks from Viewers, 50% Below Age 35
25th May 2021 | Hong Kong
Hong Kong Securities and Futures...
Credit Suisse and Nomura in $6 Billion Hit by Bill Hwang Archegos...
Credit Suisse and Nomura in $6 Billion Hit by Bill Hwang Archegos Family Office
5th April 2021 | Hong Kong
Credit Suisse and Nomura are facing nearly...
