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Singapore MAS & Police to Charge Singapore-Based Samlit Moneychanger (Include Director...

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Singapore MAS & Police to Charge Singapore-Based Samlit Moneychanger (Include Director & Compliance Manager) in Singapore Court for Failures to Comply with Complaints Handling...

Hong Kong SFC Issues 9-Month Suspension on Yuanta Securities ex-Representative Wong...

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Hong Kong SFC Issues 9-Month Suspension on Yuanta Securities ex-Representative Wong Tim Hi (Timmy Wong) Following Investigation on Market Manipulation Involving Ching Lee Holdings...

Hong Kong Accounting & Financial Reporting Council (AFRC) Issues 1.5-Year Suspension...

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Hong Kong Accounting & Financial Reporting Council (AFRC) Issues 1.5-Year Suspension & $25,000 (HKD 200,000) Fine on Certified Public Accountant (CPA) Tang Yue Nam...

Hong Kong SFC Issues Suspension on Shares Dealings of Hong Kong-Listed...

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Hong Kong SFC Issues Suspension on Shares Dealings of Hong Kong-Listed $192 Million Dashan Education (Effective 3/12/25) for Overstating Bank Balances by $5.1 Million...

Hong Kong SFC Issues 16-Month Suspension on Finfluencer & Tse’s Securities...

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Hong Kong SFC Issues 16-Month Suspension on Finfluencer & Tse’s Securities Licensed Representative Franky Wong Ming Chung, Criminal Conviction in 2024 for Providing Investment...

Hong Kong SFC Issues 9-Month Suspension to ex-Ever-Long Securities Responsible Officer...

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Hong Kong SFC Issues 9-Month Suspension to ex-Ever-Long Securities Responsible Officer & Director Wilson Cheung Kin for Breaching SFC Code of Conduct & Sponsor...

Singapore MAS Extends Suspension of Remittances to China via Non-Bank &...

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Singapore MAS Extends Suspension of Remittances to China via Non-Bank & Non-Card Channels for Another 6 Months Till 30th September 2024, Singapore Police Received...

Hong Kong SFC Issues 10-Month Suspension to City International Futures Director...

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Hong Kong SFC Issues 10-Month Suspension to City International Futures Director Andy Wong Yeung for Failure to Discharge Duties & Money Laundering, 1 Client...

Singapore Police Received More than 670 Reports of Around $9.8 Million...

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Singapore Police Received More than 670 Reports of Around $9.8 Million Money Remittances to China Frozen, Singapore Government Working with China Government to Understand...

Singapore MAS Suspends Money Remittances to China via Non-Bank & Non-Card...

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Singapore MAS Suspends Money Remittances to China via Non-Bank & Non-Card Channels for 2024 Q1, Reports of Remittances via Singapore Frozen in Bank Account...