Home Tags UK FCA

Tag: UK FCA

UK FCA Issues Proposal on Tokenisation Including 1) Guidance on Operating...

0
UK FCA Issues Proposal on Tokenisation Including 1) Guidance on Operating Tokenised Fund Registers, 2) Streamlined Alternative Dealing model for Fund Managers & 3)...

UK Court Sentenced $1.7 Million Ponzi Scheme Director Daniel Pugh to...

0
UK Court Sentenced $1.7 Million Ponzi Scheme Director Daniel Pugh to 7.5 Years Jail Term in Imperial Investment Fund (IIF) Ponzi Scheme with High...

UK Financial Conduct Authority (FCA) Calls for Opinions after Investigation on...

0
UK Financial Conduct Authority (FCA) Calls for Opinions after Investigation on Competition Concerns on Rooftop Access of London Stock Exchange Group (LESG) & Landlord...

UK Financial Conduct Authority (FCA) Investigating London-Listed $3.3 Billion Renewable Energy...

0
UK Financial Conduct Authority (FCA) Investigating London-Listed $3.3 Billion Renewable Energy Company Drax Group on Statements Made (2022 to 2024) on Biomass Sourcing &...

UK Financial Conduct Authority (FCA) Fines Sigma Broking $1.4 Million for...

0
UK Financial Conduct Authority (FCA) Fines Sigma Broking $1.4 Million for Nearly 100% of Wrong Transactions Reporting from 2018 to 2023 Due to Wrong...

UK Financial Conduct Authority (FCA) Secures UK Court Fraud Convictions Against...

0
UK Financial Conduct Authority (FCA) Secures UK Court Fraud Convictions Against Daniel Pugh for $1.7 Million (£1.3 Million) Imperial Investment Fund (IIF) Ponzi Scheme...

UK Financial Conduct Authority (FCA) Starts Court Proceedings on $30 Million...

0
UK Financial Conduct Authority (FCA) Starts Court Proceedings on $30 Million (£23 Million) Static Home Investments Scheme, Unauthorized Collective Investment Scheme by Concept Capital...

UK FCA Issues $61 Million (£45.8 Million) Fine on Woodford Investment...

0
UK FCA Issues $61 Million (£45.8 Million) Fine on Woodford Investment Management (WIM) & Founder Neil Woodford for Failures in Managing $13 Billion Woodford...

UK Financial Conduct Authority (FCA) to Remove Ban on Crypto ETN...

0
UK Financial Conduct Authority (FCA) to Remove Ban on Crypto ETN (Exchange-Traded Notes) for Retail Investors 13th June | Hong Kong The UK Financial Conduct Authority...

UK FCA Plans to Remove Assessment of Value Reporting Requirements for...

0
UK FCA Plans to Remove Assessment of Value Reporting Requirements for Funds Which WIll Reduce Costs for Asset Managers, 149 Asset Managers Manage More...