Tag: UK Financial Conduct Authority
UK Financial Conduct Authority Fines Cryptocurrency Platform Coinbase Subsidiary CB Payments...
UK Financial Conduct Authority Fines Cryptocurrency Platform Coinbase Subsidiary CB Payments $4.5 Million for Taking on 13,416 New High-Risk Customers with 31% of Customers...
UK Financial Conduct Authority Requires Financial Firms to Conduct Extra Checks...
UK Financial Conduct Authority Requires Financial Firms to Conduct Extra Checks on Politically Exposed Persons (PEPs), Proposes New Guidance to Improve Treatment of PEPs
27th...
UK Financial Conduct Authority Launches New Simplified Listings Regime for Companies...
UK Financial Conduct Authority Launches New Simplified Listings Regime for Companies Effective 29th July 2024, Removed Requirement for Voting on Significant Transactions or Related...
UK Financial Conduct Authority Sent Letters to More than 180 Banks...
UK Financial Conduct Authority Sent Letters to More than 180 Banks & 280 Brokers for Non-Financial Misconduct Including Sexual Harassment, Bullying & Discrimination
2nd March...
London Metal Exchange is Facing a New Lawsuit by Green &...
London Metal Exchange is Facing a New Lawsuit by Green & Human Rights Campaigners London Mining Network for Trading of Dirty Metals from Mining...
UK Financial Conduct Authority Issues Statement of Concern to 42 Investment...
UK Financial Conduct Authority Issues Statement of Concern to 42 Investment Platforms with 71% Retaining Interest Earned on Cash Balances & 61% of Firms...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against London Metal Exchange for $12 Billion of Cancelled Nickel Trades in March 2022...
UK Financial Conduct Authority to Implement New Sustainability Disclosure Requirements &...
UK Financial Conduct Authority to Implement New Sustainability Disclosure Requirements & Investment Marketing Labels to Improve Trust & Transparency on Sustainable Investment Products &...
UK Financial Conduct Authority Proposes Requiring Personal Investment Firms to Allocate...
UK Financial Conduct Authority Proposes Requiring Personal Investment Firms to Allocate Additional Capital for Potential Consumers Compensation for Bad Advice, UK Financial Services Compensation...
UK London Court Hearing to Determine Legal Rights of $12 Billion...
UK London Court Hearing to Determine Legal Rights of $12 Billion Cancelled Nickel Trades by London Metal Exchange in March 2022, LME Highlights $19.7...
