Tag: United States CFTC
United States CFTC Fines Goldman Sachs $3 Million for Failure to...
United States CFTC Fines Goldman Sachs $3 Million for Failure to Maintain Adequate Supervisory System for Customer Trading & Submitted Misleading Information to Division...
United States CFTC Fines Goldman Sachs, JP Morgan & Bank of...
United States CFTC Fines Goldman Sachs, JP Morgan & Bank of America $50 Million for Failure in Swap Data Reporting & Pre-Trade Mid-Market Marks
30th...