UK Financial Conduct Authority (FCA) Released ESG Ratings Proposals to Ensure Ratings are Transparent, Reliable & Comparable with 4 Focuses: 1) Increase Transparency, 2) Improved Governance, Systems & Controls, 3) Identification & Management of Conflicts of Interest and 4) Setting Clear Expectations for Stakeholder Engagement & Complaints Handling, Final Rules Expected in 2026 Q4 & Effective 2028 June
3rd December | Hong Kong
The UK Financial Conduct Authority (FCA) has released ESG ratings proposals to ensure ratings are transparent, reliable & comparable with 4 focuses: 1) Increase transparency, 2) Improved governance, systems & controls, 3) Identification & management of conflicts of interest and 4) Setting clear expectations for stakeholder engagement & complaints handling. The final rules are expected in 2026 Q4 & effective 2028 June. Announcement (1/12/25): “The FCA has published proposals to ensure that environmental, social and governance (ESG) ratings are transparent, reliable and comparable. The move is estimated to deliver around £500m in net benefits over the next decade. ESG ratings inform investment decisions, risk management and regulatory reporting. Global spending on ESG data, including ratings, is projected to reach $2.2bn in 2025. These proposals follow the decision by the government to bring ESG ratings within the FCA’s remit, supported by 95% of those who responded to its consultation. Introducing clear, proportionate rules for transparency and governance will help to build the market’s trust in ESG ratings and address concerns. The FCA’s research shows around half of those who use ESG ratings are worried about how they are built (55%) and how transparent they are (48%). The proposals aim to address this and focus on 4 areas: 1) Increased transparency – allowing easier comparisons for the benefit of both those who use ratings and those who are rated. 2) Improved governance, systems and controls – to ensure clear decision-making and strong oversight and quality assurance. 3) Identification and management of conflicts of interest. 4) Setting clear expectations for stakeholder engagement and complaints handling … … There are also proposals on applying existing FCA rules to firms coming into the FCA’s remit. The proposed rules are designed to be proportionate to business size and risk. Strengthened market trust through proportionate oversight benefits business. This will reinforce the UK’s reputation as a global sustainable finance hub, supporting innovation and continued growth. It will also support the government’s commitment to sustainable finance in its industrial strategy … … The proposals draw on the existing voluntary industry code of conduct and International Organization of Securities Commissions (IOSCO) recommendations to support consistency and international competitiveness. The FCA welcomes feedback on the proposals – the consultation is open until 31 March 2026. Final rules are expected in Q4 2026, with the new regime coming into effect from June 2028. The FCA will provide support for those firms wishing to become authorised as an ESG rating provider.”
“ UK Financial Conduct Authority (FCA) Released ESG Ratings Proposals to Ensure Ratings are Transparent, Reliable & Comparable with 4 Focuses: 1) Increase Transparency, 2) Improved Governance, Systems & Controls, 3) Identification & Management of Conflicts of Interest and 4) Setting Clear Expectations for Stakeholder Engagement & Complaints Handling, Final Rules Expected in 2026 Q4 & Effective 2028 June “
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UK Financial Conduct Authority (FCA) Released ESG Ratings Proposals to Ensure Ratings are Transparent, Reliable & Comparable with 4 Focuses: 1) Increase Transparency, 2) Improved Governance, Systems & Controls, 3) Identification & Management of Conflicts of Interest and 4) Setting Clear Expectations for Stakeholder Engagement & Complaints Handling, Final Rules Expected in 2026 Q4 & Effective 2028 June
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