Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work

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Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...

Boston Consulting Group Releases Global Wealth 2018 Report – Global Wealth Grew to $201.9...

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Boston Consulting Group Releases Global Wealth 2018 Report - Global Wealth Grew to $201.9 Trillion Boston Consulting Group has released the Global Wealth 2018 Report,...

Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations...

Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations of Hiring Practices in Asia Credit Suisse Hong Kong will pay...

Old Mutual International Files Claims Against Leonteq for Structured Product Transactions

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Old Mutual International Files Claims Against Leonteq for Structured Product Transactions Leonteq has received an informal notice from Old Mutual International for a claim against...

Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor

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Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement ANZ, Citi and Deutsche Bank will...

Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code

Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...

Deutsche Bank Appoints Christian Sewing as New Chief Executive Officer

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Deutsche Bank Appoints Christian Sewing as New Chief Executive Officer Deutsche Bank has appointed Christian Sewing as Chief Executive Officer.  He replaces John Cryan, who...

Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO

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Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO The Federal Council (Switzerland) has initiated consultation on amendments to the...

Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from...

Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from Clients Hong Kong's Securities and Futures Commission (SFC) has issued a...