Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor

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Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...

Deutsche Bank Appoints Christian Sewing as New Chief Executive Officer

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Deutsche Bank Appoints Christian Sewing as New Chief Executive Officer Deutsche Bank has appointed Christian Sewing as Chief Executive Officer.  He replaces John Cryan, who...

Old Mutual International Files Claims Against Leonteq for Structured Product Transactions

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Old Mutual International Files Claims Against Leonteq for Structured Product Transactions Leonteq has received an informal notice from Old Mutual International for a claim against...

Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions

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Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...

ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement ANZ, Citi and Deutsche Bank will...

Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code

Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...

Boston Consulting Group Releases Global Wealth 2018 Report – Global Wealth Grew to $201.9...

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Boston Consulting Group Releases Global Wealth 2018 Report - Global Wealth Grew to $201.9 Trillion Boston Consulting Group has released the Global Wealth 2018 Report,...

Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from...

Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from Clients Hong Kong's Securities and Futures Commission (SFC) has issued a...

Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work

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Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...

Capgemini Releases World Wealth Report 2018 – 18.1 Million HNWIs holding $70.2 Trillion of...

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Capgemini Releases World Wealth Report 2018 - 18.1 Million HNWIs holding $70.2 Trillion of Wealth Capgemini has released the World Wealth Report 2018, reporting HNWIs...