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    Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions

    Investment Banking Caproasia - 0
    Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...

    Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code

    Investment Banking Caproasia - 0
    Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
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