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    Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work

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    Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...

    Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities 

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    Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities  The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...

    Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions

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    Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...

    Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia

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    Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia Standard Chartered Bank has appointed Judy Hsu as new Regional CEO ASEAN...

    VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private...

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    VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private Banking Singapore VP Bank celebrates 10 years in Singapore in 2018...

    Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches

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    Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...

    Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures

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    Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures The Securities and Futures Commission (SFC) has reprimanded and fined CLSA Limited (CLSA) $1.15...

    Old Mutual Awards Management of $74 Million China Equity Fund to Ping An 

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    Old Mutual Awards Management of $74 Million China Equity Fund to Ping An  Old Mutual Global Investors (OMGI) has awarded management of its $74 million...

    Bank of Singapore Appoints Derrick Tan as Global Market Head for Greater China & North...

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    Bank of Singapore Appoints Derrick Tan as Global Market Head for Greater China & North Asia and Chief Executive in Hong Kong Bank of Singapore has...

    Citi Private Bank Appoints Catherine Cheung as Asia Pacific Strategist

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    Citi Private Bank Appoints Catherine Cheung as Asia Pacific Strategist Citi Private Bank has appointed Catherine Cheung as Asia Pacific Strategist.  Based in Hong Kong...
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