Home Tags Ban

Tag: Ban

Singapore MAS Fines Singlife Financial Advisers (Previously Aviva) $73,000 and Issues...

0
Singapore MAS Fines Singlife Financial Advisers (Previously Aviva) $73,000 and Issues Bans & Reprimands on 8 Individuals from Aviva Financial Advisers & Affiliates for...

Big 4 Audit Firm PwC Cuts 60 Partners & 1,500 Staff...

0
Big 4 Audit Firm PwC Cuts 60 Partners & 1,500 Staff in Middle East, PwC Banned for 1 Year by Saudi Arabia $930 Billion...

United States President Donald Trump Launches 4 New Visa Programs for...

0
United States President Donald Trump Launches 4 New Visa Programs for United States Residency with 1) $1 Million Trump Gold Card for United States...

Australia Regulator ASIC Issues Interim 21-Day Ban on 2 Fund Managers...

0
Australia Regulator ASIC Issues Interim 21-Day Ban on 2 Fund Managers Australia $13 Billion La Trobe & $33 Million RELI Capital for 3 Investment...

Hong Kong SFC Issues 5-Year Ban on Citigroup Head of Pan-Asia...

0
Hong Kong SFC Issues 5-Year Ban on Citigroup Head of Pan-Asia Equities Richard Charles Heyes for Serious Regulatory Breaches & Internal Control Failures, Allowing...

China TikTok Parent $330 Billion ByteDance in Potential United States Investors...

0
China TikTok Parent $330 Billion ByteDance in Potential United States Investors Deal for TikTok United States Operations, United States Government Extended Deadline for TikTok...

United States Court Blocked United States President Donald Trump Order to...

0
United States Court Blocked United States President Donald Trump Order to Remove United States Federal Reserve Board (Fed) Governor Lisa Cook Who is Investigated...

Hong Kong SFC Issues 12-Month Ban on Agg. Asset Management Responsible...

0
Hong Kong SFC Issues 12-Month Ban on Agg. Asset Management Responsible Officer Chow Tsz Lam for Fund Management Failures, Lifetime Ban & $218,000 Fine...

United States Quantitative Trading & Liquidity Provider Jane Street Files Appeal...

0
United States Quantitative Trading & Liquidity Provider Jane Street Files Appeal on Documents Release for Market Manipulation Charges by India Securities & Exchange Board...

United States Quantitative Trading & Liquidity Provider Jane Street Planning New...

0
United States Quantitative Trading & Liquidity Provider Jane Street Planning New Office in Singapore Renting at Least 1 Floor at IOI Central Boulevard Towers,...