Home Tags Barclays

Tag: barclays

United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties &...

0
United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties & 760 Enforcement Actions, JP Morgan, Morgan Stanley, UBS, Credit Suisse, Barclays, Allianz, EY,...

United States SEC Fined Barclays $361 Million for Overselling in $17.7...

0
United States SEC Fined Barclays $361 Million for Overselling in $17.7 Billion New Securities Issuance, Lack of Internal Control & Over-Issuance 6th October 2022 |...

United States Commodity Futures Trading Commission Fines 11 Firms $710 Million...

0
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS,...

United States SEC Fines 11 Firms $1.1 Billion for Using Text...

0
United States SEC Fines 11 Firms $1.1 Billion for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS, Credit Suisse, Goldman...

Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan...

0
Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan Stanley, Goldman, Bank of America, Citi, UBS, Credit Suisse, Barclays, Deutsche Bank  26th August...

13 Banks Including UBS, BNP Paribas, Bank of America, Barclays to...

0
13 Banks Including UBS, BNP Paribas, Bank of America, Barclays to Pay $91 Million for Singapore Interest Rates Rigging Conspiracy 3rd June 2022 | Singapore 13...

Barclays Hires HSBC Hossein Zaimi as Head of Markets for Asia-Pacific

0
Barclays Hires HSBC Hossein Zaimi as Head of Markets for Asia-Pacific 13th May 2022 | Hong Kong Barclays has hired HSBC Hossein Zaimi as Barclays Head...

Barclays $593 Million Potential Losses from Overselling Securities in United States,...

0
Barclays $593 Million Potential Losses from Overselling Securities in United States, Halts New Retail Structured Products after $15 Billion Clerical Error 1st April 2022 |...

European Commission Fines UBS, Barclays, RBS, HSBC & Credit Suisse $389...

0
European Commission Fines UBS, Barclays, RBS, HSBC & Credit Suisse $389 Million for FX Spot Trading Cartel 3rd December 2021 | Hong Kong The European Commission...

Barclays Private Bank Appoints 3 Senior Private Bankers in Singapore, Adrian...

0
Barclays Private Bank Appoints 3 Senior Private Bankers in Singapore, Adrian Khoo, Jamie Huang & Ken Sze 11th November 2021 | Singapore Barclays Private Bank has...