Tag: CLSA
Australian Securities & Investments Commission Fines CLSA $144,300 for Failure to...
Australian Securities & Investments Commission Fines CLSA $144,300 for Failure to Provide Regulatory Data, Post-Trade Confirmations & Off-Market Transactions
9th September 2024 | Hong Kong
The...
China CITIC Securities Cuts Salaries by 10% to 30% of 110...
China CITIC Securities Cuts Salaries by 10% to 30% of 110 Staff at Offshore Investment Banking Subsidiary CLSA Hong Kong, China CITIC Had Cut...
$42 Billion China Tech Giant Baidu Terminates $3.6 Billion Agreement to...
$42 Billion China Tech Giant Baidu Terminates $3.6 Billion Agreement to Buy Joyy Group Live-Streaming Business YY Live, Agreement Signed in 2020 But Conditions...
Baidu IPO on Hong Kong Exchange, Price Remains Unchanged on Day...
Baidu IPO on Hong Kong Exchange, Price Remains Unchanged on Day 1
23rd March 2021 | Hong Kong
China’s largest search engine Baidu has IPO on...
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
The Securities and Futures Commission (SFC) has reprimanded and fined CLSA Limited (CLSA) $1.15...
