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Australian Securities & Investments Commission (ASIC) Imposed Conditions on Macquarie Bank...

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Australian Securities & Investments Commission (ASIC) Imposed Conditions on Macquarie Bank for Multiple & Major Compliance Failures for Futures Dealing Business & OTC (Over-the-Counter)...

United States FINRA Fines Goldman Sachs $1.45 Million Settlement for Failure...

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United States FINRA Fines Goldman Sachs $1.45 Million Settlement for Failure to Accurately Report Data for 36.6 Billion Stock Trades to Consolidated Audit Trail...

Switzerland Prosecution Files Appeal Against UBS Acquittal & Reduced Charges in...

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Switzerland Prosecution Files Appeal Against UBS Acquittal & Reduced Charges in Switzerland Court in 2024 for Drug Trafficking & Money Laundering Between Credit Suisse...

Alibaba Fintech Ant Group Sells 4% Shareholding in India $6.3 Billion...

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Alibaba Fintech Ant Group Sells 4% Shareholding in India $6.3 Billion Paytm via Block Trade for $246 Million at 5% Discount to Closing Share...

Hong Kong SFC Fines Sino-Rich Securities & Futures $256,000 & Suspended...

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Hong Kong SFC Fines Sino-Rich Securities & Futures $256,000 & Suspended Responsible Officer Budihardjo Wilhelm Soeharsono for 5 Months & 2 Weeks for Failures...

Big 4 Auditor PwC to Cut 1,500 Employees in United States...

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Big 4 Auditor PwC to Cut 1,500 Employees in United States Representing 2% of 75,000 Workforce, Ceased Operations in More than 10 Countries, Lost...

$3 Trillion Apple Issues $4.5 Billion Bonds in 4 Tranches with...

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$3 Trillion Apple Issues $4.5 Billion Bonds in 4 Tranches with 1) $1.5 Billion 3-Year Notes, 2) $1 Billion 5-Year Notes, 3) $1 Billion...

Alibaba Fintech Ant Group Plans Hong Kong IPO for Ant International,...

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Alibaba Fintech Ant Group Plans Hong Kong IPO for Ant International, Ant Group Had Removed Controlling Shareholders in 2024 Including Jack Ma with 10...

UK-Sweden $217 Billion Pharmaceutical Giant AstraZeneca Faces $8 Million Fine for...

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UK-Sweden $217 Billion Pharmaceutical Giant AstraZeneca Faces $8 Million Fine for Unpaid Import Tax, Faced $4.5 Million Fine in 2025 February in China for...

Hong Kong SFC Fines Interactive Brokers Hong Kong $541,000 for Regulatory...

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Hong Kong SFC Fines Interactive Brokers Hong Kong $541,000 for Regulatory Failure to Send Renewal Notices to 7,911 Clients Due to Programming Error for...