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Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner...

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Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner $113,000 (CHF 100,000) for Failure to Notify Authorities of $8.9 Million (CHF 7.9...

UK Supreme Court Denies Appeal Lawsuit (No Arguable Point of Law)...

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UK Supreme Court Denies Appeal Lawsuit (No Arguable Point of Law) by Elliott Associates Against London Metal Exchange for $12 Billion of Cancelled Nickel...

UK FCA Fines London Metal Exchange (LME) $11.9 Million for Failure...

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UK FCA Fines London Metal Exchange (LME) $11.9 Million for Failure to Ensure Orderly Trading in Severe Market Stress in 2022 March with LME...

Australia Court Fines Australia Largest Superannuation Fund $225 Billion AustralianSuper $6.6...

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Australia Court Fines Australia Largest Superannuation Fund $225 Billion AustralianSuper $6.6 Million for Greenwashing Misconduct Claiming Investments in Securities were Eliminated or Restricted by...

Australia Court Convicts & Fined Allianz Australia Insurance $8.5 Million &...

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Australia Court Convicts & Fined Allianz Australia Insurance $8.5 Million & AWP Australia $2 Million for Publishing Misrepresented Travel Insurance Information & Coverage on...

Australian Securities & Investments Commission (ASIC) Filed Lawsuit Against Australia Largest...

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Australian Securities & Investments Commission (ASIC) Filed Lawsuit Against Australia Largest Superannuation Fund $225 Billion AustralianSuper for Failure to Process Death Benefit Claims Efficiently,...

Ex-Barclays CEO & ex-JP Morgan Private Bank Head James Staley (Jes...

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Ex-Barclays CEO & ex-JP Morgan Private Bank Head James Staley (Jes Staley) Had Consensual Sex with Assistant of Jeffrey Epstein in Jeffrey Epstein Brother...

Abu Dhabi Investment Group MGX Invests $2 Billion in Cryptocurrency Exchange...

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Abu Dhabi Investment Group MGX Invests $2 Billion in Cryptocurrency Exchange Binance, First Institutional Investment Received by Binance  13th March 2025 | Hong Kong Abu Dhabi...

Ex-Barclays CEO & ex-JP Morgan Private Bank Head James Staley (Jes...

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Ex-Barclays CEO & ex-JP Morgan Private Bank Head James Staley (Jes Staley) Shared Client Information with Jeffrey Epstein While Working at JP Morgan, James...

United States SEC Fines Momentum Advisors, ex-Managing Partner Allan J. Boomer...

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United States SEC Fines Momentum Advisors, ex-Managing Partner Allan J. Boomer & ex-COO Tiffany L. Hawkins $515,000 for Misusing $223,000 from Portfolio Companies Funds...