Home Tags Fine

Tag: fine

Former BNP Paribas London Head of Legal Benedict Foster Fined $40,000...

0
Former BNP Paribas London Head of Legal Benedict Foster Fined $40,000 (£31,000) for Using Derogatory Nicknames (Monikers) to Colleagues (2020 to 2021) Such as...

United States $135 Billion Operations & Manufacturing Giant Honeywell Buys Pump...

0
United States $135 Billion Operations & Manufacturing Giant Honeywell Buys Pump & Gas Compressor Manufacturer Sundyne for $2.16 Billion in All-Cash-Deal from Private Equity...

Citigroup Nearly Transferred $6 billion to Wealth Management Customer Account by...

0
Citigroup Nearly Transferred $6 billion to Wealth Management Customer Account by Accident with Staff Copying & Pasting Account No. into Transfer Amount Text Field...

Ex-Barclays CEO James Staley (Jes Staley) in UK Lawsuit to Overturn...

0
Ex-Barclays CEO James Staley (Jes Staley) in UK Lawsuit to Overturn Ban by UK Financial Conduct Authority (FCA) for Close Relationship with Jeffrey Epstein...

India $5.2 Billion Paytm Received Violation Notice on Acquisition of 2...

0
India $5.2 Billion Paytm Received Violation Notice on Acquisition of 2 Subsidiaries from 2015 to 2019, Securities & Exchange Board of India (SEBI) Issued...

Big 4 Audit Firm PwC Banned for 1 Year by Saudi...

0
Big 4 Audit Firm PwC Banned for 1 Year by Saudi Arabia $930 Billion Sovereign Wealth Fund Public Investment Fund (PIF) & 100+ Subsidiaries, 1-Year...

Citigroup Transferred $81 Trillion to Customer Account in Error Instead of...

0
Citigroup Transferred $81 Trillion to Customer Account in Error Instead of $280 in 2024 April, Error Missed by 2 Employees Before 3rd Employee Discovered...

China Securities Regulatory Commission (CSRC) Fines China Accounting Firm Shanghai Tianheng...

0
China Securities Regulatory Commission (CSRC) Fines China Accounting Firm Shanghai Tianheng $6.1 Million for Issuing False Statements & Due Diligence Failure in Audit Report...

Singapore MAS Fines 4 Individuals & 1 Trading Representative $328,000 for...

0
Singapore MAS Fines 4 Individuals & 1 Trading Representative $328,000 for Abetting ex-Chairman of Previously Singapore-Listed Epicentre Holdings Kenneth Lim Tiong Hian in False...

United States Fines Cryptocurrency Exchange OKX $504 Million for Violating Anti-Money...

0
United States Fines Cryptocurrency Exchange OKX $504 Million for Violating Anti-Money Laundering Laws Without Registration & Serving United States Retail & Institutional Clients with...