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UK Largest Water Utility Company Thames Water Fined $165 Million by...

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UK Largest Water Utility Company Thames Water Fined $165 Million by UK Ofwat for Failure to Protect Environment in Wastewater Operations & Breaching Rules...

UK Financial Conduct Authority (FCA) Issues Permanent Ban on 3rd ex-Credit...

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UK Financial Conduct Authority (FCA) Issues Permanent Ban on 3rd ex-Credit Suisse Banker Detelina Subeva for Receiving $200,000 in Loan Kickbacks Joining 2 ex-Credit...

Luxembourg Financial Sector Supervisory Commission (CSSF) Fines BNY Mellon Fund Management...

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Luxembourg Financial Sector Supervisory Commission (CSSF) Fines BNY Mellon Fund Management $235,000 for Failures in Administrative & Account Procedures, Internal Controls Including Availability of...

Thailand Court Orders ex-Prime Minister Yingluck Shinawatra (2013 to 2014) Currently...

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Thailand Court Orders ex-Prime Minister Yingluck Shinawatra (2013 to 2014) Currently in Exile to Pay $307 Million (THB 10.03 Billion) Fine for Losses from...

Hong Kong SFC Issues 5-Month Ban on Lion Futures ex-Responsible Officer,...

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Hong Kong SFC Issues 5-Month Ban on Lion Futures ex-Responsible Officer, Manager-in-Charge & Director Ho Hin Hang for Failures in Money Laundering, Due Diligence...

Alibaba Fintech Ant Group Plans Hong Kong IPO for Ant International...

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Alibaba Fintech Ant Group Plans Hong Kong IPO for Ant International with Reports of Valuation Between $8 Billion to $24 Billion, Ant Group Had...

Australian Securities & Investments Commission (ASIC) Imposed Conditions on Macquarie Bank...

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Australian Securities & Investments Commission (ASIC) Imposed Conditions on Macquarie Bank for Multiple & Major Compliance Failures for Futures Dealing Business & OTC (Over-the-Counter)...

United States FINRA Fines Goldman Sachs $1.45 Million Settlement for Failure...

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United States FINRA Fines Goldman Sachs $1.45 Million Settlement for Failure to Accurately Report Data for 36.6 Billion Stock Trades to Consolidated Audit Trail...

Switzerland Prosecution Files Appeal Against UBS Acquittal & Reduced Charges in...

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Switzerland Prosecution Files Appeal Against UBS Acquittal & Reduced Charges in Switzerland Court in 2024 for Drug Trafficking & Money Laundering Between Credit Suisse...

Alibaba Fintech Ant Group Sells 4% Shareholding in India $6.3 Billion...

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Alibaba Fintech Ant Group Sells 4% Shareholding in India $6.3 Billion Paytm via Block Trade for $246 Million at 5% Discount to Closing Share...