United States Fines South Africa Mirror Trading CEO $3.4 Billion for Foreign Exchange Violation & Fraud by Misappropriating All Bitcoins, Accepted $1.73 Billion from...
China Requires State-Owned Enterprises & Listed Companies to Change Audit Firms Every 10 Years with Audit Partners & Certified Public Accounts to Change Clients...
UK Financial Reporting Council Fines KPMG $1.27 Million & Former Partner Anthony Sykes $54,000 for Audit Failings of Discount Retail Company The Works, Admitted...
Dubai Court Orders KPMG to Pay $231 Million for Audit Failure of Collapsed $13 Billion Middle-East Private Equity Abraaj Group
22nd April 2023 | Hong...
United States SEC Fines Robo-Advisor Betterment $9 Million for Material Misstatements Impacting 25,000 Accounts & Losing $4 Million in Potential Tax Benefits
19th April 2023...
United States Authority Fines Goldman Sachs $15 Million for Profiting Financially from Not Disclosing Same-Day Equity Swap and T+1 Equity Swap Arrangements to Clients
15th...
Hong Kong SFC Fines United States Asset Manager Ninety One $178,000 for Dealing in 4,864 Futures Trades with $70 Billion Exposure for Portfolios Managed...
Australia Regulator Cancels Binance Derivatives License on Request by Binance after Being Under Review Since February 2023, No New Open or Buy Trades from...
United States SEC Fines Merrill Lynch $9.5 Million for Failing to Disclose $4 Million of Foreign Exchange Transfer Fees Charged to Thousands of Clients,...
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