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Ex-Barclays CEO James Staley (Jes Staley) in UK Lawsuit to Overturn...

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Ex-Barclays CEO James Staley (Jes Staley) in UK Lawsuit to Overturn Ban by UK Financial Conduct Authority (FCA) for Close Relationship with Jeffrey Epstein...

India $5.2 Billion Paytm Received Violation Notice on Acquisition of 2...

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India $5.2 Billion Paytm Received Violation Notice on Acquisition of 2 Subsidiaries from 2015 to 2019, Securities & Exchange Board of India (SEBI) Issued...

Big 4 Audit Firm PwC Banned for 1 Year by Saudi...

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Big 4 Audit Firm PwC Banned for 1 Year by Saudi Arabia $930 Billion Sovereign Wealth Fund Public Investment Fund (PIF) & 100+ Subsidiaries, 1-Year...

Citigroup Transferred $81 Trillion to Customer Account in Error Instead of...

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Citigroup Transferred $81 Trillion to Customer Account in Error Instead of $280 in 2024 April, Error Missed by 2 Employees Before 3rd Employee Discovered...

China Securities Regulatory Commission (CSRC) Fines China Accounting Firm Shanghai Tianheng...

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China Securities Regulatory Commission (CSRC) Fines China Accounting Firm Shanghai Tianheng $6.1 Million for Issuing False Statements & Due Diligence Failure in Audit Report...

Singapore MAS Fines 4 Individuals & 1 Trading Representative $328,000 for...

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Singapore MAS Fines 4 Individuals & 1 Trading Representative $328,000 for Abetting ex-Chairman of Previously Singapore-Listed Epicentre Holdings Kenneth Lim Tiong Hian in False...

United States Fines Cryptocurrency Exchange OKX $504 Million for Violating Anti-Money...

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United States Fines Cryptocurrency Exchange OKX $504 Million for Violating Anti-Money Laundering Laws Without Registration & Serving United States Retail & Institutional Clients with...

Australian Securities & Investments Commission (ASIC) Fines Australia Largest Superannuation Fund...

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Australian Securities & Investments Commission (ASIC) Fines Australia Largest Superannuation Fund AustralianSuper $17.1 Million for Failing to Merge 90,700 Members with Multiple Accounts from...

UK Competition & Markets Authority (CMA) Fines 4 Banks Citi, HSBC,...

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UK Competition & Markets Authority (CMA) Fines 4 Banks Citi, HSBC, Morgan Stanley & Royal Bank of Canada (RBC) $132 Million for Anti-Competitive Conduct...

UK FCA Fines Mako Financial Markets Partnership $2 Million for Failures...

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UK FCA Fines Mako Financial Markets Partnership $2 Million for Failures Against Financial Crime Relating to Cum-Ex Trading (Withholding Tax Claims), Received £1.45 Million...