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United States SEC Fines One Oak Capital Management & ex-Advisor Michael...

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United States SEC Fines One Oak Capital Management & ex-Advisor Michael DeRosa $225,000 for Advisory Misconduct, Converted 180 Brokerage Accounts to Advisory Accounts with...

UK FCA Investigates Barclays for Anti-Money Laundering & Financial Crimes Controls...

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UK FCA Investigates Barclays for Anti-Money Laundering & Financial Crimes Controls with Barclays Cooperating with Investigation, UK FCA Fined Barclays $50 Million in 2024...

Spain Securities Regulator Fines Deutsche Bank $10.3 Million for Breaches in...

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Spain Securities Regulator Fines Deutsche Bank $10.3 Million for Breaches in Sale of Foreign Exchange Derivatives & Duty of Acting in Best Interest of...

UK-Sweden $223 Billion Pharmaceutical Giant AstraZeneca Faces $4.5 Million Fine in...

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UK-Sweden $223 Billion Pharmaceutical Giant AstraZeneca Faces $4.5 Million Fine in China for $900,000 of Drug Import Tax Evasion, Fine of 1x to 5x...

Hong Kong $3 Billion Hedge Fund ARCM (Asia Research & Capital...

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Hong Kong $3 Billion Hedge Fund ARCM (Asia Research & Capital Management) to Convert to Family Office, Founded in 2011 by Alp Ercil, ARCM...

United States $133 Billion Operations & Manufacturing Giant Honeywell to Split...

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United States $133 Billion Operations & Manufacturing Giant Honeywell to Split into 3 Companies Honeywell Automation, Honeywell Aerospace & Advanced Materials by 2026 2nd...

United States CFTC Orders 3 Individuals (2 Brazil & 1 United...

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United States CFTC Orders 3 Individuals (2 Brazil & 1 United States) to Pay $128 Million in Fines & Disgorgements (Give Up) for Futures...

Switzerland Court Convicts Switzerland & Singapore-Based French Commodities Giant Trafigura Group...

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Switzerland Court Convicts Switzerland & Singapore-Based French Commodities Giant Trafigura Group & ex-COO Mike Wainwright of Corruption Including $5 Million Bribe to Angola Official...

United States Fines Cryptocurrency Exchange KuCoin Parent PEKEN & 2 Founders...

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United States Fines Cryptocurrency Exchange KuCoin Parent PEKEN & 2 Founders $297 Million after Pleading Guilty to Operating Unlicensed Remittance Business & Money Laundering...

Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious...

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Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious Misconduct Including Overcharging Clients & Inadequate Disclosure of Benefits in Selling of Collective...