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Hong Kong SFC Starts Criminal Proceedings Against 2 Individuals (Chan Hoi...

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Hong Kong SFC Starts Criminal Proceedings Against 2 Individuals (Chan Hoi Shing & Li Po Ching) for Fraudulent Illegal Short Selling in 28 Hong...

Hong Kong Police Arrests 80 Suspects with 16 Charged in Fraudulent...

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Hong Kong Police Arrests 80 Suspects with 16 Charged in Fraudulent Crypto Trading Platform JPEX, $205 Million Losses Reported from 2,700 Investors  7th November |...

Hong Kong SFC Expands Trading & Product Capabilities of Licensed Virtual...

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Hong Kong SFC Expands Trading & Product Capabilities of Licensed Virtual Asset Trading Platforms, 1) Allows Platform Operators to Combine Orders with Affiliated Overseas...

Hong Kong SFC Issues 7-Month Ban on Shanxi Securities International ex-Representative...

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Hong Kong SFC Issues 7-Month Ban on Shanxi Securities International ex-Representative Tang Wai Choi for Non-Authorized Access to Client Securities Account & Placed 945...

Hong Kong SFC Obtains Court Approval to Freeze $10.5 Million (HKD...

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Hong Kong SFC Obtains Court Approval to Freeze $10.5 Million (HKD 82.4 Million) Assets for Investors Compensation as Part of Ongoing Lawsuit against ex-Chairman...

Hong Kong SFC Issues 7-Month Ban on ex-Bank of Communications Employee...

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Hong Kong SFC Issues 7-Month Ban on ex-Bank of Communications Employee Cheng Lai Ho for Failure to Disclose Multiple Personal Securities Trading Accounts &...

Hong Kong Court Insider Dealing Criminal Case to Start in 2025...

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Hong Kong Court Insider Dealing Criminal Case to Start in 2025 November (14/11/25 to 10/12/25) on Businessman Wong Pak Ming after Pleading Not Guilty...

Hong Kong SFC Proposed Amendments to Code on Unit Trusts and...

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Hong Kong SFC Proposed Amendments to Code on Unit Trusts and Mutual Funds (UT Code) for Retail Investors, Changes Include 1) Allowing Private Markets...

Hong Kong SFC Fines UBS $1 Million (HKD 8 Million) for...

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Hong Kong SFC Fines UBS $1 Million (HKD 8 Million) for Wrongly Classifying 560 Accounts Non-Professional Investors Accounts as Professional Investors Account from 2018...

Hong Kong Court Orders AMTD Global Markets to Produce Records &...

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Hong Kong Court Orders AMTD Global Markets to Produce Records & Pay Contempt of Court Fine by 2026 (19/1/26) for Failure to Comply with...