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Hong Kong SFC & ICAC Conduct Joint Investigation of 3 Individuals...

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Hong Kong SFC & ICAC Conduct Joint Investigation of 3 Individuals (ex-Hong Kong SFC Staff, Senior Government Counsel of Department of Justice, Registered Nurse...

Hong Kong SFC Issues 6-Year Restriction on Zuo Ping to Access...

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Hong Kong SFC Issues 6-Year Restriction on Zuo Ping to Access Hong Kong Securities Market from 2024 to 2030 with Cold Shoulder Order for...

Hong Kong SFC Starts Market Misconduct Tribunal Proceedings Against ex-Chairman of...

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Hong Kong SFC Starts Market Misconduct Tribunal Proceedings Against ex-Chairman of Investment Group Ding Yi Feng Holding Sui Guangyi, 2 Entities & 28 Individuals...

Hong Kong Ramp & Dump Syndicate Core Suspect Chan Sin Ying...

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Hong Kong Ramp & Dump Syndicate Core Suspect Chan Sin Ying Case Transferred to District Court with 1st Hearing on 28th November 2024, Joins...

Hong Kong SFC Proposed Guidelines for Marketing Soundings Commonly Used in...

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Hong Kong SFC Proposed Guidelines for Marketing Soundings Commonly Used in Block Trades, Applicable to Licensed or Registered Persons When Conducting Marketing Soundings 9th November...

Hong Kong SFC Names 14 Brokers in First Batch of Wealth...

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Hong Kong SFC Names 14 Brokers in First Batch of Wealth Management Connect Pilot Scheme to Provide Cross-Border Investment Services for Investors in Guangdong-Hong...

Hong Kong SFC Outlines Initiatives to Develop & Scale Virtual Asset...

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Hong Kong SFC Outlines Initiatives to Develop & Scale Virtual Asset Market: 1) Swift Licensing Process for Virtual Asset Trading Platforms, 2) Consultative Panel...

Hong Kong SFC Obtains Interim Court Order to Freeze $817 Million...

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Hong Kong SFC Obtains Interim Court Order to Freeze $817 Million Assets of 11 Suspected Manipulators of Ding Yi Feng Shares to Create False...

Hong Kong SFC to Expedite Processing of Simple Investment Funds Application...

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Hong Kong SFC to Expedite Processing of Simple Investment Funds Application Approval to Within 15 Days from 1.5 Months to 2.5 Months with Launch...

Hong Kong SFC Appoints Dr Kelvin Wong Tin-yau as Chairman of...

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Hong Kong SFC Appoints Dr Kelvin Wong Tin-yau as Chairman of SFC for 3 Years from 20th October 2024 Succeeding Tim Lui, Appoints 2...