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Hong Kong Court Orders Hong Kong & Singapore-Listed Sound Global Ltd...

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Hong Kong Court Orders Hong Kong & Singapore-Listed Sound Global Ltd Chairman Wen Yibo to Buy Shares from Shareholders at Court-Determined Price (13/4/2016: HKD...

Hong Kong SFC Issues 10-Month Ban on Freeman Commodities CEO &...

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Hong Kong SFC Issues 10-Month Ban on Freeman Commodities CEO & ex-Responsible Officer Pun Hong Hai for Failures in Monitoring Suspicious Money Movements &...

Hong Kong SFC Issues 3-Year Ban on ex-Cinda International Securities Licensed...

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Hong Kong SFC Issues 3-Year Ban on ex-Cinda International Securities Licensed Representative Law Man Wai for Using Brokerage Accounts of Sister, Friend & Himself...

Hong Kong SFC Issues 7-Month Ban on Rifa Securities Licensed Representative...

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Hong Kong SFC Issues 7-Month Ban on Rifa Securities Licensed Representative Hadiee Chui Lai Chun for Failure to Disclose Personal Securities Trading Account to...

Hong Kong SFC Proposes to 1) Restrict Unregulated Entities from Using...

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Hong Kong SFC Proposes to 1) Restrict Unregulated Entities from Using Names Giving False Impression of Being Regulated Entities & 2) Using Commonly Used...

Hong Kong SFC Issues Restriction Notice to GA (Int’l) Capital Management...

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Hong Kong SFC Issues Restriction Notice to GA (Int'l) Capital Management Limited (GCML) Due to Concerns on Reliability, Integrity & Ability to Conduct Regulated...

Hong Kong SFC Participates in “Global Week of Action Against Unlawful...

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Hong Kong SFC Participates in “Global Week of Action Against Unlawful Finfluencers” to Stop Activities of Unlawful Financial Influencers, Taking Supervision Actions, Enforcement Actions...

Hong Kong SFC Issues 6-Month Ban on ex-MTF Securities Responsible Officer...

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Hong Kong SFC Issues 6-Month Ban on ex-MTF Securities Responsible Officer & Executive Director Wong Lai Suen for Failure to Manage Credit Risks &...

Hong Kong SFC Secured $24.6 Million Compensation Settlement in Hong Kong...

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Hong Kong SFC Secured $24.6 Million Compensation Settlement in Hong Kong Court as Special Dividend from 3 ex-Directors to Pay Shareholders of Hong Kong-Delisted...

Hong Kong SFC Obtains Hong Kong Court 2 to 7 Years...

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Hong Kong SFC Obtains Hong Kong Court 2 to 7 Years Disqualification Orders Against 1 ex-Manager & 3 ex-Directors of Delisted National Agricultural Holdings...