Tag: Hong Kong SFC
Hong Kong SFC Issues 2-Year Ban on Ex-UBS Managing Director &...
Hong Kong SFC Issues 2-Year Ban on Ex-UBS Managing Director & Chairman of AMTD Group Calvin Choi, Failure to Disclose Conflict of Interest as...
Hong Kong SFC Obtains Interim Injunction to Prohibit Selling Individual Assets...
Hong Kong SFC Obtains Interim Injunction to Prohibit Selling Individual Assets of Value Above HKD 50,000 Against Former CEO of SMI Culture & Travel...
Hong Kong SFC to Provide More Information on Virtual Asset Trading...
Hong Kong SFC to Provide More Information on Virtual Asset Trading Platforms - List of Licensed Platforms, List of Suspicious Platforms, List of Applicants,...
Hong Kong SFC Amends Takeovers & Share Buy-backs Codes Effective 29th...
Hong Kong SFC Amends Takeovers & Share Buy-backs Codes Effective 29th September 2023 - Updates Include Definition of Close Relatives, Application of Chain Principle,...
Hong Kong SFC Issues Statement on Virtual Asset Trading Platform for...
Hong Kong SFC Issues Statement on Virtual Asset Trading Platform for Disclosing Confidential Exchange Between SFC Enforcement Agency & JPEX, 8 Arrested for Alleged...
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5...
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5 Years for Failing to Meet Liquid Capital Requirement for 19 Months & Failure...
Hong Kong SFC Issues Warning on Unlicensed Virtual Asset Trading Platform...
Hong Kong SFC Issues Warning on Unlicensed Virtual Asset Trading Platform JPEX Including Complaints from Retail Investors Unable to Withdraw Virtual Assets, JPEX Offers...
Hong Kong SFC Obtains Court Order to Appoint Briscoe Wong Advisory...
Hong Kong SFC Obtains Court Order to Appoint Briscoe Wong Advisory as Joint & Several Administrators of Hong Kong Brokerage Global Group Securities Now...
Hong Kong SFC & ICAC Conducted Joint Operation on Market Manipulation...
Hong Kong SFC & ICAC Conducted Joint Operation on Market Manipulation to Inflate 2 Hong Kong Listed Companies Shares Over 9 Months with Target...
Hong Kong SFC Warns of Unlicensed Virtual Trading Platforms Providing Misleading...
Hong Kong SFC Warns of Unlicensed Virtual Trading Platforms Providing Misleading Claims of Submitting Licence Applications to Hong Kong SFC, Fraudulent or Reckless Misrepresentation...
