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Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB...

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Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB Dealer for Life following Conviction of Bribery 29th October 2021 | Hong Kong The Hong...

Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC...

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Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC and Green & Sustainable Finance Hub 8th October 2021 | Hong Kong Hong Kong Regulator...

Former Executives of Hong Kong Financial Group Convoy Global Convicted of...

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Former Executives of Hong Kong Financial Group Convoy Global Convicted of Fraud, $6.37 Million in Commission for Bonds Placement 24th September 2021 | Hong Kong Hong...

Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2...

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Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2 Years for Misconduct 3rd September 2021 | Hong Kong The Hong Kong Securities and Futures Commission...

Hong Kong SFC Warns Public On Unauthorised Collective Investment Schemes, Publishes...

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Hong Kong SFC Warns Public On Unauthorised Collective Investment Schemes, Publishes Alert List  3rd September 2021 | Hong Kong The Hong Kong Securities and Futures Commission...

Hong Kong SFC and Police Searched Listed Company Office & Residences...

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Hong Kong SFC and Police Searched Listed Company Office & Residences for $57.9 Million Corporate Fraud, Arrests 2 for Money-Laundering 3rd September 2021 | Hong...

Hong Kong SFC to Require Fund Managers to Include Climate into...

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Hong Kong SFC to Require Fund Managers to Include Climate into Investment & Risk Management Process, Starts from August 2022 26th August 2021 | Hong...