Tag: Hong Kong SFC
Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB...
Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB Dealer for Life following Conviction of Bribery
29th October 2021 | Hong Kong
The Hong...
Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC...
Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC and Green & Sustainable Finance Hub
8th October 2021 | Hong Kong
Hong Kong Regulator...
Former Executives of Hong Kong Financial Group Convoy Global Convicted of...
Former Executives of Hong Kong Financial Group Convoy Global Convicted of Fraud, $6.37 Million in Commission for Bonds Placement
24th September 2021 | Hong Kong
Hong...
Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2...
Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2 Years for Misconduct
3rd September 2021 | Hong Kong
The Hong Kong Securities and Futures Commission...
Hong Kong SFC Warns Public On Unauthorised Collective Investment Schemes, Publishes...
Hong Kong SFC Warns Public On Unauthorised Collective Investment Schemes, Publishes Alert List
3rd September 2021 | Hong Kong
The Hong Kong Securities and Futures Commission...
Hong Kong SFC and Police Searched Listed Company Office & Residences...
Hong Kong SFC and Police Searched Listed Company Office & Residences for $57.9 Million Corporate Fraud, Arrests 2 for Money-Laundering
3rd September 2021 | Hong...
Hong Kong SFC to Require Fund Managers to Include Climate into...
Hong Kong SFC to Require Fund Managers to Include Climate into Investment & Risk Management Process, Starts from August 2022
26th August 2021 | Hong...
