Hong Kong SFC & ICAC Conduct Joint Investigation of 3 Individuals (ex-Hong Kong SFC Staff, Senior Government Counsel of Department of Justice, Registered Nurse...
Hong Kong SFC Starts Market Misconduct Tribunal Proceedings Against ex-Chairman of Investment Group Ding Yi Feng Holding Sui Guangyi, 2 Entities & 28 Individuals...
Hong Kong SFC Proposed Guidelines for Marketing Soundings Commonly Used in Block Trades, Applicable to Licensed or Registered Persons When Conducting Marketing Soundings
9th November...
Hong Kong SFC Names 14 Brokers in First Batch of Wealth Management Connect Pilot Scheme to Provide Cross-Border Investment Services for Investors in Guangdong-Hong...
Hong Kong SFC Outlines Initiatives to Develop & Scale Virtual Asset Market: 1) Swift Licensing Process for Virtual Asset Trading Platforms, 2) Consultative Panel...
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